0001
 01           IN THE UNITED STATES COURT OF APPEALS 
 01                   FOR THE FIFTH CIRCUIT 
 02
 02
 03  CELIA J. CHIU; DENISE BROWN;    *
 03  VERONICA C. JENKINS; DENISE     *
 04  KIRKE; ALFRED G. KIRKE; AND     *
 04  KENNETH R. JOHNSON              *
 05                                  *
 05       Plaintiffs/Appellees,      *
 06                                  *
 06  VS.                             *    NO. 00-40613      
 07                                  *  
 07  PLANO INDEPENDENT SCHOOL        *
 08  DISTRICT, ET AL.                *
 08                                  *
 09          Defendants,             *
 09                                  *
 10  JAMES DAVIS, DR., PISD CENTRAL  *
 10  CLUSTER AREA ASSISTANT          *
 11  SUPERINTENDENT; MARILYN BROOKS, *
 11  ASSOCIATE SUPERINTENDENT FOR    *
 12  CURRICULUM AND INSTRUCTIONS;    *
 12  JAMES WOHLGEHAGEN, DR.;         *
 13  ROXANNE BURLESON, PRINCIPAL     *
 13  HAGGARD MIDDLE SCHOOL; CORKY    *
 14  CRISWELL, PRINCIPAL HENDRICK    *
 14  MIDDLE SCHOOL; BEVERLY SELLERS, *
 15  PRINCIPAL WILSON MIDDLE SCHOOL, *
 15                                  *
 16       Defendants/Appellants.     *
 16
 17
 18
 19       ********************************************       
 20                    ORAL DEPOSITION OF
 21                     DR. DOUGLAS OTTO 
 22                    SEPTEMBER 28, 2000
 23       ********************************************
 24
 25
0002
 01          ORAL DEPOSITION OF DR. DOUGLAS OTTO, produced 
 02  as a witness at the instance of the Plaintiffs, and 
 03  duly sworn, was taken in the above-styled and numbered 
 04  cause on the 28th day of September, 2000, from 
 05  1:34 p.m. to 5:28 p.m., before Sunny Schaen, a CSR in 
 06  and for the State of Texas, reported stenographically, 
 07  at the offices of Abernathy Roeder Boyd & Joplin, P.C., 
 08  1700 Redbud Boulevard, Suite 300, McKinney, Texas 
 09  75070-1210, pursuant to the Federal Rules of Civil 
 10  Procedure and the provision stated on the record.
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0003
 01                   A P P E A R A N C E S
 02  FOR THE PLAINTIFFS:
 02      Mr. William Charles Bundren
 03      Attorney at Law
 03      P. O. Box 702647
 04      Dallas, Texas  75370
 04      (214) 630-3555 
 05
 05
 06  FOR THE DEFENDANTS:
 06      Mr. Charles J. Crawford
 07      ABERNATHY ROEDER BOYD & JOPLIN, P.C.
 07      1700 Redbud Boulevard
 08      Suite 300
 08      P.O. Box 1210
 09      McKinney, Texas  75070-1210
 09      (214) 544-4000 
 10
 10
 11  ALSO PRESENT:  Ms. Ronni Jenkins
 11                 Mr. Kenneth R. Johnson
 12                 Mr. Alfred Kirke
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0004
 01                         I N D E X
 01
 02  WITNESS                                            PAGE
 02  DR. DOUGLAS OTTO 
 03
 03  EXAMINATION
 04      BY:  MR. BUNDREN                                  7
 04
 05
 05
 06                      EXHIBITS INDEX
 06
 07  EXHIBITS             DESCRIPTION             IDENTIFIED
 07
 08     26    FNG (Local) Student Rights and              51
 08           Responsibilities:  Student and 
 09           Parent Complaints 
 09
 10     27    GKA (Local) Community Relations:            52
 10           Conduct on School Premises 
 11
 11     28    Petition for the Addition of a              66
 12           Specific Academic 6th Grade - Math 
 12           Class, Armstrong Middle School, 
 13           Plano Independent School District
 13
 14    28-A   Flier from Meadows PTO                     144
 14
 15     29    Flier from American Youth Soccer            68
 15           Organization 
 16
 16     30    Flier from Girl Scout Recruitment           68
 17           Night 
 17
 18     31    Flier from Plano Baseball                   69
 18           Association & Plano Girls Softball 
 19           Association 
 19
 20     32    Flier from Plano Sports Authority           70
 20
 21     33    Flier from Indian Guides and Indian         70
 21           Princesses 
 22
 22     34    Flier for 1st Annual Punt, Pass, Kick       71
 23           Sponsored by the Plano East Quarterback 
 23           Club 
 24
 24     35    Flier for Little Caesars Pizza Kits         71
 25
 25
0005
 01                EXHIBITS INDEX (continued)
 01
 02  EXHIBITS             DESCRIPTION             IDENTIFIED
 02
 03     36    Flier on Insurance Coverage                 71
 03           Underwritten by Markel Insurance 
 04           Company 
 04
 05     37    August 16, 1999, Issue of The Bunch         71
 05           Bits, A Weekly Publication of the 
 06           Bethany PTA 
 06
 07     38    Flier from Plano Star Courier for           76
 07           PTO-PTA Fund-Raiser 
 08
 08     39    Flier for Paperboard Recycling              76
 09
 09     40    Flier Introducing the Bethany Bye           76
 10           Lines
 10
 11     41    Flier from Bethany Elementary with          76
 11           Order Form for Spirit Wear 
 12
 12     42    Flier for Bethany Family Swim Night         76
 13
 13     43    Flier for Fire Prevention Poster            76
 14           Contest
 14
 15     44    Flier for The Classics                      76
 15
 16     45    Flier for Six Flags Fright Fest             76
 16
 17     46    Flier for The Classics                      76
 17
 18     47    GKA (Local) Community Relations:            88
 18           Conduct on School Premises
 19
 19     48    GKA (Legal) Community Relations:            89
 20           Conduct on School Premises
 20
 21     49    FMA (Local) Student Activities:             95
 21           Publications and Prior Review
 22
 22     50    September 5, 1998, Newspaper Article       103
 23           from the Plano Star Courier
 23           Re:  Connected Math
 24
 24     51    Level 2 Complaint of Kenneth Johnson,      118
 25           et al.
 25
0006
 01                EXHIBITS INDEX (continued)
 01
 02  EXHIBITS             DESCRIPTION             IDENTIFIED
 02
 03     52    February 2, 1999, letter to Kenneth        119
 03           and Melissa Johnson, Steve and Ronni 
 04           Jenkins, Donald and Martha Mills, 
 04           Richard and Sally Smith, Al and Denise 
 05           Kirke, Timothy Soh, Susan Sarhady from 
 05           Douglas Otto
 06           Re:  Level 2 Complaint 
 06
 07     53    Level 3 Complaint of Kenneth Johnson,      130
 07           et al. 
 08
 08     54    Administrative Complaint of Kenneth        131
 09           and Melissa Johnson, et al. 
 09
 10     55    July 27, 1999, letter to Douglas Otto      132
 10           from Allan Parker, Jr., 
 11           Re:  Parental Request for Traditional 
 11           Math Class 
 12
 12     56    August 2, 1999, letter to J. Timothy       134
 13           Brightman from Allan Parker, Jr., 
 13           Re:  Parental Request for Traditional 
 14           Math Class 
 14
 15     57    October 28, 1999, letter to Jerry          136
 15           Madden, State Representative, from 
 16           Douglas Otto
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0007
 01                   P R O C E E D I N G S
 02  REPORTER'S NOTE:  The following was stated on the 
 03  record in the deposition of Marilyn Brooks, and by 
 04  agreement of all parties will also apply for this 
 05  deposition.
 06                     *  *  *  *  *  *
 07                MR. BUNDREN:  Do you want to take this 
 08  under the Rules?
 09                MR. CRAWFORD:  Yes.
 10                     *  *  *  *  *  *
 11                     DR. DOUGLAS OTTO, 
 12  having being first duly sworn, testified as follows:
 13                        EXAMINATION
 14  BY MR. BUNDREN:
 15      Q.   Would you state your name, please.
 16      A.   Douglas Otto.
 17      Q.   Dr. Otto, how are you employed?
 18      A.   I'm superintendent of schools for the Plano 
 19  Independent School District.
 20      Q.   How long have you been in that position?
 21      A.   I'm in my sixth year.
 22      Q.   My name is Charles Bundren.  I'm an attorney.  
 23  I represent the Plaintiffs in the lawsuit that's been 
 24  filed against the District and some other individuals.  
 25  You're aware of that, are you not?
0008
 01      A.   Yes.  
 02      Q.   I'd like to have an agreement with you today 
 03  that while we take your deposition that if you don't 
 04  hear my question, that you would ask me to repeat it 
 05  before you try to answer it.  I'll do that for you.
 06           If you don't understand it, please ask me to 
 07  clarify it because we're going to rely upon your 
 08  responses.  Do you understand that?  
 09      A.   Yes.
 10      Q.   Have you ever been deposed before?
 11      A.   Yes.
 12      Q.   How many times?
 13      A.   Twice.  
 14      Q.   When was the last deposition you gave?
 15      A.   The last one I gave would have been sometime 
 16  in the late '80s.  I can't remember the exact date.
 17      Q.   What was the subject matter of that 
 18  litigation?
 19      A.   A school district I was superintendent of at 
 20  the time was involved in a lawsuit.
 21      Q.   Involving what?
 22      A.   A student injury.
 23      Q.   Personal injury?
 24      A.   Yes.
 25      Q.   Slip and fall?
0009
 01      A.   It was an injury on a football field.
 02      Q.   All right.  When was the other time you were 
 03  deposed?
 04      A.   When I went through a divorce.
 05      Q.   Have you ever testified live in court before?
 06      A.   Yes, I have.
 07      Q.   Related to school matters?
 08      A.   No.
 09      Q.   So the only time you've given testimony under 
 10  oath on school matters is the other deposition on the 
 11  football injury, plus today?
 12      A.   Yes, sir.
 13      Q.   Is that correct?
 14      A.   Yes, sir.
 15      Q.   All right.  You understand that this 
 16  deposition will be transcribed and you'll have a chance 
 17  to review it and if you make any changes to it after 
 18  you've given your answers here today, then I'm entitled 
 19  to call that to the jury's attention?
 20      A.   Yes.
 21      Q.   Do you understand that this deposition is 
 22  under oath and it's the same as if you were before the 
 23  court and jury and we were up in Sherman in trial?
 24      A.   Yes.
 25      Q.   I'm going to get a little bit of background 
0010
 01  information on you concerning your background and so 
 02  forth to try to find out what your experience level is.
 03           Would you tell me when you first got into 
 04  public education.
 05      A.   Yes, as a teacher in the fall of 1972.
 06      Q.   Where did you graduate from college?
 07      A.   Illinois State University.
 08      Q.   What year was that?
 09      A.   Bachelor's degree in 1971.
 10      Q.   Do you have a master's?
 11      A.   Yes, sir, I do.
 12      Q.   Where did you receive your master's?
 13      A.   Illinois State University.
 14      Q.   What year?
 15      A.   1974.
 16      Q.   Do you have a doctorate?
 17      A.   Yes, I do.
 18      Q.   When did you receive your doctorate?
 19      A.   1978.
 20      Q.   What university?
 21      A.   At Illinois State University.
 22      Q.   Were all your degrees in education?
 23      A.   Yes, sir.
 24      Q.   What did you write your dissertation on?
 25      A.   Equity Implications of Selected Wealth 
0011
 01  Variables in the Illinois Grant-in-Aid Formula.
 02      Q.   Was it published?
 03      A.   No.
 04      Q.   Have you ever published any works in public 
 05  education?
 06      A.   Yes, I have.
 07      Q.   What have you published?
 08      A.   Journal articles.
 09      Q.   Dealing with what subject matter?
 10      A.   One article was on school districts providing 
 11  childcare services for employees.  I jointly published 
 12  another article -- two other articles on training of 
 13  principals and staff development of principals.
 14           I had an article published on superintendent 
 15  teaching in the university.  And I had an article 
 16  published on the changes that were made in the Illinois 
 17  finance formula back when I was a superintendent in 
 18  Illinois, so that would have been several years ago. 
 19      Q.   Any other publications?
 20      A.   None that I recall.
 21      Q.   What's your date of birth?
 22      A.   July 24, 1949.
 23      Q.   Where were you born?
 24      A.   Bloomington, Illinois.
 25      Q.   What is your social security number?
0012
 01      A.   ***-**-****.
 02      Q.   And how about your Texas driver's license?
 03      A.   The number?
 04      Q.   Yes, if you don't mind.
 05      A.   Yes, sir.  It is *********.
 06      Q.   Have you ever been convicted of a crime?
 07      A.   No, sir.
 08      Q.   How long were you in public education in 
 09  Illinois?
 10      A.   Until June of 1984.
 11      Q.   What positions did you hold in public 
 12  education in Illinois?
 13      A.   Teacher, assistant high school principal, high 
 14  school principal, and superintendent.
 15      Q.   What school district were you the 
 16  superintendent of?
 17      A.   It's called Rockridge -- one word, 
 18  Rockridge -- Community Unit District.
 19      Q.   What city was that in?  
 20      A.   Taylor Ridge, Illinois.
 21      Q.   What years were you the superintendent?
 22      A.   1978 to 1981.
 23      Q.   When you left that position as superintendent 
 24  of that school, where did you go to work?
 25      A.   I went to the work for the North Scott 
0013
 01  Community School District.  
 02      Q.   And what position did you take there?
 03      A.   Superintendent.
 04      Q.   Is that in Illinois?
 05      A.   No, sir.  It's in Eldridge, Iowa.
 06      Q.   How many years were you superintendent there?
 07      A.   Three years.
 08      Q.   That takes us up to 1984?
 09      A.   Yes, sir.
 10      Q.   Where did you go to work then?
 11      A.   No.  No, I -- it takes us up to '87.  I worked 
 12  in Illinois through '84.  I'm sorry.  I was 
 13  superintendent in Illinois from '81 to '84.  I'm sorry.
 14      Q.   Okay.  At Rockridge?
 15      A.   Yes, sir.
 16      Q.   Okay.  And then in 1984 you went to Iowa and 
 17  you were there until 19 -- 
 18      A.   '87.
 19      Q.   All right.  Where did you go to work in 1987?
 20      A.   The Warren Township School District.
 21      Q.   Warren?  
 22      A.   Warren, W-a-r-r-e-n.  It's in Indianapolis.
 23      Q.   And what position was it there?
 24      A.   Superintendent.
 25      Q.   How long were you in that position?
0014
 01      A.   Three and a half years.
 02      Q.   Where did you go to work then?
 03      A.   The Anoka-Hennepin High -- Anoka, A-n-o-k-a, 
 04  hyphen, H-e-n-n-e-p-i-n -- Anoka-Hennepin School 
 05  District.
 06      Q.   Where is that located?
 07      A.   That's in Minneapolis.
 08      Q.   What position did you take there? 
 09      A.   Superintendent.
 10      Q.   And what years were you there?
 11      A.   January of '91 until -- through June of '95.
 12      Q.   Where did you go to work in June of '95?
 13      A.   Plano Independent School District.
 14      Q.   What position did you take in June of '95?
 15      A.   Actually it's July.  I worked through June and 
 16  then started in July -- superintendent.
 17      Q.   And you've been superintendent of the Plano 
 18  Independent School District since July of 1995?
 19      A.   Yes, sir.
 20      Q.   What are your duties and responsibilities as 
 21  superintendent of the Plano Independent School 
 22  District?
 23      A.   To organize the District administratively, 
 24  work for the school board, elected officials in the 
 25  District, and to carry out the policies of the school 
0015
 01  board, to make sure that all of the day-to-day 
 02  activities are taken care of through the organization 
 03  and the District, and to oversee all of the operations.
 04      Q.   Are you the chief executive officer of the 
 05  Plano Independent School District?
 06      A.   Yes.
 07      Q.   You're the highest ranking paid employee?
 08      A.   Yes, sir.
 09      Q.   And everyone reports through you to the Board?
 10      A.   Yes.
 11      Q.   Do you make recommendations to the Board of 
 12  Trustees?
 13      A.   Yes, I do.
 14      Q.   And have overall responsibility for 
 15  supervision of the employees of the District?
 16      A.   Yes, through delegation of duties, but yes.
 17      Q.   But ultimately the buck stops with you?
 18      A.   Yes.
 19      Q.   You have overall responsibility for discipline 
 20  of employees who violate school district policies?
 21      A.   Yes.  
 22      Q.   Maybe not the initial level of discipline, but 
 23  at least you are the person responsible for being sure 
 24  that's done?
 25      A.   Yes.
0016
 01      Q.   Okay.  And you have a disciplinary procedure 
 02  for employees and administrators who violate policy, 
 03  don't you?
 04      A.   Yes, we do.
 05      Q.   Okay.  If an employee violates a policy of the 
 06  school district as adopted by the school board, you 
 07  have a procedure by which that employee can be 
 08  reprimanded or disciplined for that violation?
 09      A.   Yes.
 10      Q.   And you're ultimately responsible for being 
 11  sure that's taken and carried out?
 12      A.   Yes.
 13      Q.   Okay.  Do you have budgetary responsibilities?
 14      A.   Yes.
 15      Q.   Policy responsibilities?
 16      A.   Yes.
 17      Q.   Overall responsibilities to ensure that the 
 18  policies comply with the law?
 19      A.   Yes.
 20      Q.   With advice and consent from the District 
 21  lawyers?
 22      A.   Yes, and the person who has been delegated the 
 23  duties to make sure policies are up to date and 
 24  current, yes.
 25      Q.   Okay.  Because from time to time, you know 
0017
 01  that policies have to change, don't they?
 02      A.   Yes.
 03      Q.   And from time to time it's necessary that the 
 04  school district makes sure that their policies comply 
 05  with the law at that time, don't they?
 06      A.   Yes.
 07      Q.   And over this course of experience that you've 
 08  had over all these years as a superintendent, you've 
 09  gained a great deal of knowledge about how the law 
 10  applies to school district policies nationwide, haven't 
 11  you?
 12      A.   Well, I don't know what you characterize as a 
 13  great deal but, yes, obviously I have knowledge of how 
 14  that works.
 15      Q.   Well, you obviously know that students are 
 16  allowed to wear black armbands to protest wars, under 
 17  Tinker?
 18      A.   Yes.
 19      Q.   You're aware of that.  You've been taught 
 20  that.  You know that.
 21      A.   Yes.
 22      Q.   You know that students don't shed their First 
 23  Amendment Constitutional rights when they cross the 
 24  school gate, don't you?
 25      A.   That was in Tinker, yes.
0018
 01      Q.   Okay.  And you've read the Hazelwood case, 
 02  the Kuhlmeier case.  You're aware of the newspaper 
 03  The Spectrum.  You're aware of what is and is not 
 04  permitted in a school-published publication, aren't 
 05  you?
 06      A.   I couldn't quote the law verbatim.  I'm not an 
 07  expert but, yes, I'm aware that those were court 
 08  decisions.  
 09      Q.   And you're aware that there are certain types 
 10  of forums in which free speech cannot be hindered, 
 11  aren't you?
 12      A.   Right, yes.
 13      Q.   Okay.  And you're aware that students have 
 14  certain free speech rights?  
 15      A.   Yes.
 16      Q.   You're aware teachers have certain free speech 
 17  rights?
 18      A.   Yes.
 19      Q.   And you're aware that parents have certain 
 20  free speech rights?
 21      A.   Yes.
 22      Q.   Okay.  And it's your duty and obligation to be 
 23  sure that your employees -- principals, 
 24  superintendents, and those who report to you -- comply 
 25  with the law, isn't it?  
0019
 01      A.   Yes.
 02      Q.   The ultimate responsibility rests with you?
 03      A.   Yes.
 04      Q.   And then you report to the Board?
 05      A.   Yes.
 06      Q.   Okay.  In your history of being a 
 07  superintendent with the Plano Independent School 
 08  District, have you ever disciplined an administrator 
 09  for violating a First Amendment right of a citizen?
 10      A.   I can't recall any time.
 11      Q.   Have you ever disciplined a teacher or are you 
 12  aware of a teacher being disciplined for violating a 
 13  First Amendment right of a citizen?
 14      A.   I can't recall.  I don't recall any time over 
 15  a First Amendment right.
 16      Q.   You do recall from time to time that there is 
 17  disciplinary action against teachers and 
 18  administrators, don't you?
 19      A.   Yes.
 20      Q.   And the purpose of disciplinary action is to 
 21  try to give them knowledge about their violation of a 
 22  policy so that they don't do it again and to be sure 
 23  that the unlawful conduct has been corrected?
 24      A.   If a policy had been violated in any reprimand 
 25  situation, yes, that would be the procedure.
0020
 01      Q.   And you have, obviously, policies on your 
 02  procedures for reprimanding administrators and teachers 
 03  and assistant superintendent and other employees of the 
 04  District, don't you?
 05      A.   Yes, there are procedures.  
 06      Q.   What certifications do you have for public 
 07  education from the TEA?
 08      A.   Superintendent's certificate.  
 09      Q.   When did you receive your superintendent's 
 10  certificate?
 11      A.   When I first came to Texas, I received a 
 12  temporary permit in 1995, and then it became a 
 13  permanent permit in 1996.
 14      Q.   Within the confines of your experience -- and 
 15  I assume that in other states that you have also 
 16  received certificates as a teacher, a mid-school --  
 17  secondary school principal, as your career has 
 18  advanced; is that correct?
 19      A.   Yes.
 20      Q.   Do Illinois and Iowa have similar 
 21  certification programs for public school teachers?
 22      A.   Yes.
 23      Q.   Okay.  And you've received those 
 24  certifications commensurate with your level at that 
 25  time?
0021
 01      A.   Yes.
 02      Q.   Without going into all the detail of every 
 03  certificate that you have, Doctor, can you tell us 
 04  about how many different public education certificates 
 05  you currently hold from various states?
 06      A.   Well, in the course of my career, I had to 
 07  obtain the proper and appropriate certifications.  But, 
 08  now, I did not keep them current.  So right now I have 
 09  the superintendent's endorsement here in Texas.
 10      Q.   Okay.  And as your career advanced, in order 
 11  to get those certifications from the different state 
 12  agencies and in order to keep your certifications 
 13  current, you were required to go through education --  
 14  continuing education as a professional educator, 
 15  weren't you?
 16      A.   No, I was not.
 17      Q.   Do you do any current -- or every year are you 
 18  required under the TEA rules to go through some type of 
 19  training to keep your certificate current?
 20      A.   No.
 21      Q.   Do you do any training to keep your 
 22  certificate current?
 23      A.   Yes, I do.
 24      Q.   Do you attend Texas Association of School 
 25  Board meetings?
0022
 01      A.   Yes, I do.
 02      Q.   And that's part of your education, isn't it?
 03      A.   Yes.
 04      Q.   Okay.  It's to find out what the changes are 
 05  that need to be applied to your District, to learn 
 06  about new ideas, to learn about any changes in the law; 
 07  is that correct?
 08      A.   From time to time, those are some of the 
 09  meetings I go to, yes.
 10      Q.   How many hours a year do you think you 
 11  probably spend getting training outside of the District 
 12  on how to better perform your job as a 
 13  superintendent -- professional education training is 
 14  what I'm asking about?
 15      A.   Yeah.  I would say 40.
 16      Q.   And where do you receive -- just generally, 
 17  where do you receive these 40 hours of training outside 
 18  of the District that allows you to be a better 
 19  superintendent and to act in accordance with the law at 
 20  the time?
 21      A.   Now -- and the training basically is garnered 
 22  through attending meetings and conferences and 
 23  workshops, primarily the Texas Association of School 
 24  Boards, Texas Association of School Administrators, and 
 25  the Texas Education Agency.
0023
 01           So between the various conferences that they 
 02  all conduct over the course of a year and attending 
 03  some of their sessions and meetings, that's where I 
 04  came up with the 40 hours.
 05      Q.   All right.  Now, in addition to holding your 
 06  certification from the TEA, and in addition to your job 
 07  as a superintendent, are you a member of professional 
 08  associations?
 09      A.   Yes, I am.
 10      Q.   Okay.  What professional education 
 11  associations are you currently a member of?
 12      A.   Phi Delta Kappa, the Texas Association of 
 13  School Administrators, the Horace Mann League, American 
 14  Association of School Administrators.  That's all I can 
 15  recall right now.
 16      Q.   Okay.  What is Phi Delta Kappa?
 17      A.   It's an educational fraternity based in 
 18  Bloomington, Indiana, for educators.  
 19      Q.   Texas Association of School Administrators? 
 20      A.   Primarily it's the superintendent organization 
 21  here in Texas.
 22      Q.   Do y'all go to conferences from time to time 
 23  to discuss issues?
 24      A.   Yes.
 25      Q.   And does it have any kind of periodic 
0024
 01  publication?  
 02      A.   They do.
 03      Q.   Do you get e-mails from them?
 04      A.   No.
 05      Q.   Do you get faxes and letters?
 06      A.   No.
 07      Q.   What type of communications do they have?
 08      A.   Well, they provide -- there's a conference 
 09  that they conduct, and they publish a journal.  I can't 
 10  think of the name of it right now, but I think it comes 
 11  out bimonthly -- every two months.
 12      Q.   Anything else from them?
 13      A.   I can't recall any other publications.
 14      Q.   What is the Horace Mann?  Is that M-a-n-n?
 15      A.   Yes, sir.
 16      Q.   And H-o-r-a-c-e?
 17      A.   Uh-huh.  Horace Mann is an educational 
 18  organization based on trying to continue to promote the 
 19  ideals of Horace Mann, who was considered to be the 
 20  father of public education.  The purpose is to continue 
 21  to promote public education and the importance of it.
 22      Q.   And the American Association of School 
 23  Administrators?
 24      A.   That's the national superintendents 
 25  organization.  There can be other members, but 
0025
 01  predominantly the membership is made up of 
 02  superintendents around the country.
 03      Q.   Do they have publications?  
 04      A.   Yes, they do.
 05      Q.   How often?
 06      A.   They have a monthly journal.  And they have -- 
 07  they used to publish a newsletter every other week, but 
 08  now they don't do that anymore.  I think it's kind of 
 09  an on-line, Web-based newsletter.
 10      Q.   Do you get that?
 11      A.   Yes, I do.
 12      Q.   Now, the District itself is also a member of 
 13  the Texas Association of School Boards?
 14      A.   Yes, sir.
 15      Q.   And do you attend their conferences as well?
 16      A.   Yes.
 17      Q.   And that's a short term referred to as TASB?
 18      A.   Yes.
 19      Q.   Okay.  And do you get information from TASB --  
 20  educational information from TASB from time to time?
 21      A.   Yes.
 22      Q.   In fact, you work pretty closely with TASB, 
 23  don't you?
 24      A.   We do as a member, yes.
 25      Q.   And as a member, if they have information 
0026
 01  concerning changes in the law, policies, how policies 
 02  should be done, quite often you'll get those in draft 
 03  form for your review?
 04      A.   Because we subscribe to the TASB policy 
 05  service, that's right, we receive all updates.
 06      Q.   And that's a separate subscription, isn't it?
 07      A.   Yes.
 08      Q.   A member doesn't have to necessarily subscribe 
 09  to the policy subscription, do you?
 10      A.   No.
 11      Q.   That's correct?
 12      A.   That's right.
 13      Q.   Now, you're aware from your experience in 
 14  public education that -- and I don't know how it was 
 15  done in Illinois or Iowa -- but did you have elected 
 16  school boards?
 17      A.   Yes.
 18      Q.   Okay.  Have you ever served on a school board?
 19      A.   No.
 20      Q.   Ever been elected to an office?
 21      A.   No.
 22      Q.   Ever ran for office?
 23      A.   I did.
 24      Q.   What office did you run for?
 25      A.   I ran for a junior college board of trustees 
0027
 01  when I was in Illinois.
 02      Q.   All right.  Many years ago?
 03      A.   It would have been in 1979 or '80.
 04      Q.   All right.  You've never served on an elected 
 05  board?
 06      A.   No.
 07      Q.   Have you ever served on an appointed board?
 08      A.   Through various organizations, yes, I have.
 09      Q.   Professional organizations?
 10      A.   Yes.
 11      Q.   Have you ever served on a city board, like the 
 12  library board, the parks board?
 13      A.   No.
 14      Q.   Police review board, anything like that?
 15      A.   No.
 16      Q.   Okay.  Now, you're aware that there's a 
 17  relationship between the administration of the 
 18  professionals, the public education professionals and 
 19  the elected officials as you go through school 
 20  districts across the country?
 21      A.   Are you -- 
 22      Q.   Let me ask you this way.  
 23      A.   -- talking about -- 
 24      Q.   Let me clarify my question.  I can see you're 
 25  struggling with it, so let me clarify it for you.  The 
0028
 01  purpose of the elected officials is to determine 
 02  direction -- overall direction and policy of that 
 03  District?
 04      A.   Yes.
 05      Q.   And it is your responsibility as the 
 06  superintendent, or whoever is in the position of 
 07  superintendent and as the CEO of the school district, 
 08  to effectuate and implement the direction given by the 
 09  elected officials; is that correct?
 10      A.   Yes.
 11      Q.   Okay.  So you as a superintendent are subject 
 12  to the authority of the Board of Trustees?
 13      A.   Yes.
 14      Q.   Here in Plano, you as a superintendent are 
 15  subject to the authority of the Board of Trustees?
 16      A.   Yes.
 17      Q.   And from time to time, the board -- the school 
 18  boards, or what we refer to as the board of trustees, 
 19  have public meetings in which they discuss school 
 20  business in public; is that right?
 21      A.   I think they're referred to as business 
 22  meetings conducted in the public.
 23      Q.   Okay.  And you're fully aware, are you not, 
 24  that there are laws in the state of Texas that require 
 25  that that type of business, with certain exceptions, be 
0029
 01  conducted in a public forum?
 02      A.   Yes.
 03      Q.   Where the citizens can come and can have input 
 04  and so forth; is that right?
 05      A.   Yes.  Under certain conditions, you're right.
 06      Q.   Okay.  And you're also aware that the school 
 07  district property, the schools themselves, the school 
 08  campuses and so forth, are public property; they're 
 09  owned by the public?
 10      A.   I don't know the exact terminology.  I know 
 11  where I've been before it's been determined that 
 12  basically the state is the ultimate property holder or 
 13  owner, yes.
 14      Q.   Okay.  But you know that the school campuses 
 15  here in Plano are owned by the Plano Independent School 
 16  District or the state or some other public agency?
 17      A.   Yes.
 18      Q.   Is that correct?
 19      A.   Yes, as far as I know.
 20      Q.   Doctor, when did you first become aware that 
 21  someone within the District was considering 
 22  implementing a connected math program?
 23      A.   I don't have an exact date, but it must have 
 24  been sometime during the spring, summer, early fall of 
 25  1996.
0030
 01      Q.   And how were you approached and by whom 
 02  concerning connected math?
 03      A.   Well, I'm not -- I can't recall by whom.  I 
 04  believe the context that I was involved in was a report 
 05  to the Board that there was an intent on piloting 
 06  connected math in four middle schools.
 07      Q.   Had you heard of connected math prior to the 
 08  time that this issue came up in 1996?
 09      A.   No.
 10      Q.   Did you know what the program was when you 
 11  first heard it?
 12      A.   During the time when the report was given to 
 13  the Board and the materials that were given, I'm -- I 
 14  would have read those materials and become more 
 15  familiar with the program.
 16      Q.   But prior to that, you had not heard of the 
 17  program?
 18      A.   No.
 19      Q.   Did you know who developed the program?
 20      A.   At that time, I did not.
 21      Q.   Who made the presentation to the Board for the 
 22  pilot program?
 23      A.   I can't recall exactly, but I'm -- I suspect 
 24  that it would have been Marilyn Brooks and Jim 
 25  Wohlgehagen who would have because they would have been 
0031
 01  responsible for secondary mathematics.
 02      Q.   Now, prior to the time that they went to the 
 03  Board -- and this was basically just a briefing to the 
 04  Board, wasn't it, telling them this is what we're going 
 05  to do; we're going to have a pilot program?
 06      A.   Yes.  
 07      Q.   The Board didn't actually take a public vote 
 08  on it, did they?
 09      A.   No.
 10      Q.   And they didn't actually implement that  
 11  program throughout all the schools at that time?
 12      A.   No.
 13      Q.   Is that correct?
 14      A.   That's correct.
 15      Q.   So it was basically an informative, this is 
 16  what we're doing, we're going to try it at a few 
 17  schools, and we'll get back with you?
 18      A.   I didn't say that.  I can't recall the exact 
 19  report.  I don't think it was that callous in terms of, 
 20  we'll get back to you.
 21      Q.   Well, I didn't mean it that way.  I meant that 
 22  it is, we have become aware of a connected math 
 23  program, here's generally what it is, the 
 24  administration wants to pilot this at some schools, 
 25  we're just informing you of what we're going to do, and 
0032
 01  then we'll give you a subsequent report?
 02      A.   Yes, sir.
 03      Q.   Would that be a fair characterization?
 04      A.   Yes, I think that would characterize it.
 05      Q.   All right.  Now, prior to the time that 
 06  Ms. Brooks and Dr. Wohlgehagen presented this to the 
 07  Board, had you approved the pilot program?
 08      A.   Well, again, I said I think Ms. Brooks and 
 09  Dr. Wohlgehagen made a report because it would have 
 10  made sense that those would have been the two to make 
 11  the report, so -- but, yes, obviously as superintendent 
 12  I would have had to have said, yes, I think the pilot 
 13  should -- you know, if that's the recommendation, then
 14  we'll move ahead with the pilot and we'd make a report 
 15  to the Board.
 16      Q.   So what actually happened was somebody else in 
 17  the District presented this as part of your 
 18  curriculum -- and Ms. Brook said it was probably 
 19  Wohlgehagen that did that -- and that came to you 
 20  eventually for your approval?
 21      A.   Yes.
 22      Q.   And you approved the pilot program and 
 23  approved briefing the Board on it?
 24      A.   Yes.  I would have had to have said take it to 
 25  the Board, yes.
0033
 01      Q.   All right.  Well -- and I'm just asking, 
 02  that's the procedure, isn't it --  
 03      A.   Yes.
 04      Q.   -- on something like that?
 05      A.   Yes.
 06      Q.   Any administrator that has a program that they 
 07  want to pilot in the Plano Independent School District 
 08  is going to eventually have to get your approval before 
 09  it goes to the Board, aren't they?
 10      A.   Yes.
 11      Q.   Now, if that was in 1996, when did you start 
 12  the pilot program?
 13      A.   Let's see.  Three-year pilot -- it would have 
 14  been in the fall of 1996.
 15      Q.   Okay.  And do you know how many schools you 
 16  started the pilot program at?
 17      A.   Four.
 18      Q.   Okay. 
 19      A.   Four middle schools.
 20      Q.   Four middle schools.  All grades or a 
 21  particular grade?
 22      A.   My recollection is that they started in the 
 23  6th grade, sir, and then they continued to add a grade 
 24  over the next two years -- 6th, and the next year 6th 
 25  and 7th, and then the third year was 6th, 7th and 8th.
0034
 01      Q.   Okay.  Now, at those four schools, was there 
 02  an option for any of the parents or their children to 
 03  opt out of the connected math curriculum?
 04      A.   I'm not aware of any.
 05      Q.   When you started the pilot program, who 
 06  developed the materials that would be used for the 
 07  program?
 08      A.   I'm not -- I can't quote for sure who the 
 09  authors of the materials are, but the materials 
 10  themselves would have had to have made sure that they 
 11  met the state standards.
 12           And I don't know if at that time they were 
 13  called the TEKS, the Texas Essential Knowledge and 
 14  Skills.  It might have had a different term, but it was 
 15  the same -- the same premise.  And so the curriculum 
 16  department would have had to have made sure that all 
 17  the state standards were being met through the 
 18  curriculum.
 19      Q.   So someone in the district had to decide what 
 20  materials would be used for the pilot?
 21      A.   Yes.
 22      Q.   Do you know who that was?
 23      A.   Well -- 
 24      Q.   Who do you believe it was?
 25      A.   -- the appropriate person would have been 
0035
 01  Dr. Wohlgehagen as the curriculum coordinator for the 
 02  secondary math program.
 03      Q.   So either he did it or he had responsibility 
 04  to being sure it was done?
 05      A.   Yes, sir.
 06      Q.   And did those materials have to be submitted 
 07  to the Texas Education Agency for review?
 08      A.   Not to my knowledge.
 09      Q.   So he just developed the materials.  And how 
 10  is the determination made that it complies with 
 11  essential skills?
 12      A.   You know, I'm not a curriculum person, so I'm 
 13  going to assume that in a curriculum writing process 
 14  they have the -- they have Texas Essential Knowledge 
 15  and Skills in front of them, and so they make sure that 
 16  those are interwoven into the curriculum.  So, I mean, 
 17  that's the process I'm sure they go through, but I'm 
 18  not a curriculum person.
 19      Q.   All right.  So you would expect 
 20  Dr. Wohlgehagen to have ensured that materials he was 
 21  using in your school district complied with the law?
 22      A.   Yes, that would have been his responsibility.
 23      Q.   And you expected him to do that, didn't you?
 24      A.   Yes.
 25      Q.   And to the best of your knowledge, do you 
0036
 01  believe he did that, or do you know?
 02      A.   The best of my knowledge, I believe he did.
 03      Q.   Okay.  Now, there is not, as you understand it 
 04  on curriculum, a requirement of prior review and 
 05  submittal to the state agency?
 06      A.   I'm not aware of any.
 07      Q.   Okay.  So if someone believed that the 
 08  materials being used did not meet the essential skills 
 09  required at that time, what could they do to bring that 
 10  to someone's attention?
 11      A.   Well, they could -- I suppose they could 
 12  address the issue locally, or they could address it 
 13  through state -- officials at the state.
 14      Q.   And they would have to find out what the 
 15  materials were first, wouldn't they?
 16      A.   Well, you indicated that they already knew 
 17  they didn't meet -- 
 18      Q.   Okay.  
 19      A.   -- the standards, so I was assuming that they 
 20  already believed that they didn't meet.  So they must 
 21  have already reviewed the materials.  
 22      Q.   So would you -- 
 23      A.   I mean, just -- that's -- 
 24      Q.   I understand.
 25      A.   Yeah.  They -- so, yeah, I suspect that they 
0037
 01  would have had to have made the determination in their 
 02  minds that perhaps it didn't meet the TEKS.
 03      Q.   So I guess the point I'm trying to get to -- 
 04  and we're getting there quickly -- is that because 
 05  there's no prior review process when a new curriculum 
 06  is used by a school district, it's up to the 
 07  administrators in that district to be sure they comply 
 08  with the essential skills requirements?
 09      A.   Yes.  There is ultimate responsibility that 
 10  the curriculum does meet the TEKS.
 11      Q.   And if a parent or citizen believes that the 
 12  materials do not meet the TEKS, well then they would 
 13  have a right to advocate that at the local level and at 
 14  the state level?
 15      A.   Yes.
 16      Q.   And they would have a right to bring that to 
 17  the attention of the school community?
 18      A.   Meaning -- school community?
 19      Q.   Meaning the teachers, the administrators, the 
 20  senior staff, the school board, other parents.  They'd 
 21  have a right to bring that issue -- if they felt that 
 22  was what was going on, they'd have a right to bring 
 23  that issue to the attention of the community of the 
 24  school?
 25      A.   Yes.
0038
 01      Q.   Well, you certainly agree with that, don't 
 02  you?
 03      A.   Yes.
 04      Q.   I mean, that's the law, isn't it, as you 
 05  understand it?
 06      A.   Well, I suspect you're asking me is, does 
 07  somebody have the right to raise a concern if they 
 08  think something is not right?
 09      Q.   That's right.
 10      A.   Yes.
 11      Q.   If a parent believes that the District has not 
 12  complied with a legal regulation of the state, they 
 13  have a right to say that, don't they?
 14      A.   Yes.
 15      Q.   They have a right to tell other parents that, 
 16  don't they?
 17      A.   Yes, they have a right to tell other parents.
 18      Q.   And they have the right to tell you as the 
 19  superintendent?
 20      A.   Yes.
 21      Q.   And they have the right to go to the Board and 
 22  tell the Board?
 23      A.   Yes.
 24      Q.   When did you first become aware, Doctor, that 
 25  there were parents within your district that were 
0039
 01  opposing the full implementation of the connected math 
 02  program?
 03      A.   I don't have a specific date, but my best 
 04  recollection is that it was as we approached the 
 05  beginning of the school year of 1998.
 06      Q.   And how did you become aware that there were 
 07  parents who were expressing concerns or disagreements 
 08  or -- however you want to characterize it -- with the 
 09  CMP?
 10      A.   I'm sorry.  What was the question again?
 11      Q.   Yes.  How did you become aware --
 12      A.   Oh. 
 13      Q.   -- that there were parents opposed to the CMP?
 14      A.   There was -- I believe there was a meeting 
 15  sometime during the summer that was called by some 
 16  parents and invited other folks to come.  In fact, 
 17  there may have even been something in the paper about 
 18  it, but I can't recall exactly if that was the case.  
 19  But it would have -- I think it would have been through 
 20  that particular meeting that I became aware of it.
 21      Q.   And how did you become aware of that meeting?
 22      A.   I can't recall exactly, so I would speculate 
 23  that maybe somebody called my attention to it through 
 24  seeing something in the paper or something like that.
 25      Q.   Did you have any discussions about that 
0040
 01  meeting in any of your staff meetings?
 02      A.   No.  We were right in the middle of summer, so 
 03  our staff was on vacation, so we had no staff meetings.
 04      Q.   So it was in the early summer, like in June or 
 05  something?
 06      A.   It must have been.
 07      Q.   When does your staff typically take their 
 08  vacation?
 09      A.   During the month of -- the last two weeks in 
 10  June and the first couple of weeks in July is when most 
 11  people are gone.
 12      Q.   And it was during that period of time in the 
 13  summer of 1998 that this parents meeting was called?
 14      A.   I don't know exactly when it was, but it might 
 15  have been.
 16      Q.   Did you attend the meeting?
 17      A.   No.
 18      Q.   Did you have other administrators attend the 
 19  meeting?
 20      A.   I don't recall.
 21      Q.   Did you get any feedback from anybody about 
 22  what occurred at the meeting?
 23      A.   No.
 24      Q.   And what did you perceive the opposition of 
 25  the parents to be at that time?
0041
 01      A.   I'm not sure at that time if I really knew.  
 02  So, you know, it's tough for me to answer that question 
 03  because I'm not real sure if I knew, even in my mind, 
 04  what the opposition or what the concerns were.
 05      Q.   Did you attempt to contact the parents to 
 06  discuss with them their opposition or concerns?
 07      A.   No.
 08      Q.   Did you ask any of your administrators to 
 09  contact the parents to discuss with them their 
 10  opposition and concerns? 
 11      A.   I'm not aware of any time that I asked that.
 12      Q.   Now, when did you, subsequent to that meeting, 
 13  learn that there were parents opposing the CMP?
 14      A.   I don't remember.  I mean, it could have very 
 15  well been that one of our staff members was called, or 
 16  somebody called and asked for a meeting.  You know, I 
 17  don't recall exactly how I became more aware of the 
 18  situation, but I suspect it was through staff members 
 19  who were getting calls, but I'm not real sure about 
 20  that.
 21      Q.   And as you became more aware of the situation, 
 22  what did you learn about the parents' concerns or 
 23  opposition to the CMP?
 24      A.   The best of my recollection, it seemed to be 
 25  an issue about whether or not the program met the state 
0042
 01  standards or the TEKS.
 02      Q.   And by the program, you mean the materials 
 03  being used in the pilot?
 04      A.   Yeah, I mean, the curriculum.  
 05      Q.   Okay.  
 06      A.   Yeah.
 07      Q.   So the parents had an issue about whether or 
 08  not the CMP curriculum met the TEKS?
 09      A.   Yes.
 10      Q.   Did you ever become aware that the parents had 
 11  a concern or issue about an opportunity to opt out of 
 12  connected math?
 13      A.   I'm trying to recollect if I did.  I don't 
 14  remember any specific opt out request.  If I remember 
 15  correctly, the issue really was about the -- whether or 
 16  not the curriculum was in compliance with state 
 17  standards or the TEKS.
 18           And I also -- I do also recall that there was 
 19  an issue about, at the time, whether or not books -- 
 20  the materials themselves were being made available to 
 21  the students.  And that was -- I think that was an 
 22  issue about -- that was being raised.  I don't recall 
 23  at this time an opt out procedure request.
 24      Q.   Well, you certainly believe, do you not, 
 25  understanding the First Amendment of our Constitution, 
0043
 01  that if a parent has an opinion that a material or book 
 02  does not meet state standards, they have the right to 
 03  voice that opinion?
 04      A.   Yes.
 05      Q.   And they have the right to solicit others of 
 06  similar mind?
 07      A.   Yes.
 08      Q.   They have the right to seek petitions from 
 09  parents who want to oppose the school administration on 
 10  a program, don't they?
 11      A.   Yes.
 12      Q.   Okay.  Were you aware in the summer of 1998, 
 13  in the late summer before school started or right after 
 14  school started, that there were a series of 
 15  parent-teacher math nights at some of the schools?
 16      A.   At the middle schools?
 17      Q.   Yes, sir.
 18      A.   Yes.
 19      Q.   And are you aware that those parent-teacher 
 20  math nights were to discuss the CMP?
 21      A.   Yes.
 22      Q.   Okay.  How did you become aware about the 
 23  parent-teacher math nights at some of the schools where 
 24  there was going to be a discussion about CMP?
 25      A.   How did I become aware that there were nights?
0044
 01      Q.   Yes, sir.
 02      A.   Well, the -- each of the principals were asked 
 03  to conduct an informational meeting for parents and to 
 04  have staff present.  So I was aware of that.
 05      Q.   And the informational meeting was specifically 
 06  on the topic of connected math?
 07      A.   Yes.
 08      Q.   And what did you envision that these meetings 
 09  would be?
 10      A.   That information about the program would be 
 11  provided and then an opportunity for questions to be 
 12  asked.  And then, if possible, if the teachers were 
 13  there, an opportunity for parents to interact with 
 14  teachers.
 15      Q.   Did you envision that parents might want to 
 16  interact with each other?
 17      A.   Well, that wasn't -- did I envision that?
 18      Q.   Yes.
 19      A.   Well, I told you what the purpose of the 
 20  meeting was.  It was to provide information and then 
 21  for -- so obviously our parents could have talked to 
 22  each other, I suppose.
 23      Q.   Okay.  You would expect that, wouldn't you?
 24      A.   During the meeting?  
 25      Q.   Before or after the meeting.  
0045
 01      A.   Sure.  I would expect they would come 
 02  in and they would talk.
 03      Q.   Okay.  And you expect that they would respond 
 04  among each other, parent to parent interaction, about 
 05  the information the school was giving them, didn't you?
 06      A.   Yes, I would expect that parents would talk to 
 07  each other as they come in, greet each other, talk -- 
 08  or even as they leave.
 09      Q.   When did you become aware that there was -- or 
 10  were parents at these math meetings that opposed the 
 11  administration's position on CMP?  
 12      A.   You know, I don't recall specifically, but 
 13  the -- you know, in terms of being totally accurate, I 
 14  don't recall exactly when I was told or found out 
 15  that there were parents there who were opposed.  But 
 16  sometime during the course of those meetings, it was 
 17  brought to my attention probably by another staff 
 18  member, but I really don't remember who.
 19      Q.   And what did you understand from that 
 20  communication -- or any other communications that you 
 21  had with your staff or your assistant superintendents 
 22  or principals -- happened at the parent-teacher math 
 23  nights?  And specifically what I'm asking about is what 
 24  you understand happened with the people who were 
 25  opposing or distributing materials in opposition to the 
0046
 01  CMP.
 02      A.   Uh-huh.  Well, just what you said, that it 
 03  came to my attention that parents were attempting to 
 04  hand out materials.
 05      Q.   And did you understand that those materials 
 06  that they were -- the parents were attempting to hand 
 07  out dealt with the subject matter of connected math?
 08      A.   Yes.
 09      Q.   Did you understand that those materials were 
 10  in opposition to or raised questions or concerns about 
 11  the District's pilot program on connected math?
 12      A.   Yes.  Over the subsequent days after these 
 13  meetings were being conducted, you know, I became aware 
 14  that that's what the materials were about.
 15      Q.   Did you understand that the parents were 
 16  attempting to stand in the hallways or in the foyer 
 17  before the meeting and pass these materials out to 
 18  people as they ingressed to the meeting?  
 19      A.   I don't recall exactly -- hearing exactly 
 20  where they were, but they were attempting to pass them 
 21  out prior to the meeting.
 22      Q.   All right.  What did you learn that the school 
 23  administrators did when the parents attempted to 
 24  distribute these materials to other parents?
 25      A.   Yes.  It came to my attention that they, at a 
0047
 01  few of the schools, asked the parents to stop 
 02  distributing the materials.
 03      Q.   And what schools did you become aware were the 
 04  parents requested to stop distributing materials by the 
 05  school officials?
 06      A.   Haggard Middle School and Hendrick Middle 
 07  School.
 08      Q.   Who -- I'm sorry.
 09      A.   Go ahead.  I was going to say, subsequently I 
 10  found out about that it was also at Wilson Middle 
 11  School, but I did not know that at the time.
 12      Q.   You found out about the instruction to not 
 13  distribute materials at Wilson at a subsequent date?
 14      A.   Yes -- yeah, all of that subsequent date, but 
 15  it seemed like it was a little longer for Wilson when I 
 16  finally found out, yeah.
 17      Q.   What did you understand the reason to be that 
 18  the school officials told the parents not to distribute 
 19  materials in opposition to the CMP?
 20      A.   Really to the best of my recollection, I think 
 21  that the reason had to do with lack of prior review -- 
 22  a policy regarding prior review.  Again, that's my best 
 23  recollection of why they were asked not to continue to 
 24  distribute them.
 25      Q.   Any other reasons that you heard about why the 
0048
 01  parents were told not to distribute materials?
 02      A.   There may have been some discussions about 
 03  whether or not it could cause some disruption.  But, 
 04  again, my best recollection is that -- you know, that 
 05  policy regarding prior review, that standard wasn't 
 06  met, so they were asked to stop distributing them.
 07           At least when some of the meetings got 
 08  started, I -- you know, we must have -- we had ten 
 09  meetings.  And so I mentioned two or three of them, 
 10  so -- but I'm thinking that at the meetings in 
 11  question -- obviously, since all this has taken place 
 12  at the three schools, that the prior standard -- the 
 13  prior review standard was -- would have been the basic 
 14  reason.
 15      Q.   Now, did anyone ever report to you that there 
 16  was violence at any of the schools because of what the 
 17  parents were doing?
 18      A.   No.
 19      Q.   Did they ever report any type of riot or 
 20  physical -- possible physical resurrection or anything?
 21      A.   No.
 22      Q.   Okay.  You mentioned disruption.  What did 
 23  someone tell you about disruption -- if that was a 
 24  reason to stop the distribution?
 25      A.   I think -- you know, I was not there, so I 
0049
 01  could only speculate that it meant trying to get the 
 02  meeting started on time, getting on with the agenda, 
 03  and trying to make sure that we conducted the meeting 
 04  in an orderly manner, so -- but again, I wasn't there.
 05      Q.   So you didn't hear any kind of reports that 
 06  there was physical confrontation, that there were 
 07  fights, that there was screaming or yelling or raucous 
 08  type of behavior, did you?
 09      A.   No.
 10      Q.   None of that?
 11      A.   No.
 12      Q.   Okay.  None of what you would consider to be 
 13  disruption?
 14      A.   Well, I didn't say that.  I said that, you 
 15  know, I was not there, but obviously there was a 
 16  concern in getting the meeting started on time, trying 
 17  to get on with the meeting, get people settled down, 
 18  begin the agenda.  But, again, I was not there.
 19      Q.   Well, is that sufficient under your policies 
 20  to be able to stop parents from distributing literature 
 21  outside the hallway, the fact that people are stopping 
 22  and picking up materials and reading it on the way in 
 23  and maybe not sitting down quickly enough?  Is that 
 24  sufficient under your policies to stop a parent from 
 25  distributing literature?
0050
 01      A.   I suppose it could be if it was to the point 
 02  where they just could not get the meeting started.
 03      Q.   Now, what was your policy at that time 
 04  concerning prior review?
 05      A.   Materials passed out by non-school groups at 
 06  meetings conducted and sponsored by the school need to 
 07  be submitted prior to that for review and approval.
 08      Q.   Was that a written policy?
 09      A.   Yes.
 10      Q.   What's the policy number?
 11      A.   I don't recall.
 12      Q.   Were there any guidelines given to the persons 
 13  making the decision about prior review concerning what 
 14  could and could not be distributed?
 15      A.   I don't recall any.  We have policies which 
 16  deal with handing out materials that might be 
 17  offensive, racist, you know, or that might be -- cause 
 18  trouble or whatever.  I'm not sure of the language, but 
 19  I think there are some references to that.
 20      Q.   Let me hand you FNG Local.  Is that the policy 
 21  that you're referring to?
 22      A.   Well, this is a policy regarding student and 
 23  parent complaints.  I don't -- this doesn't appear to 
 24  be the one.
 25      Q.   Let me mark that for identification purposes, 
0051
 01  Doctor.  
 02      A.   Sure. 
 03      Q.   So we can identify it, I've marked it as 
 04  Exhibit 26.  
 05                (Exhibit No. 26 marked.)
 06      Q.   This was some documentation that I received 
 07  from the school district.  And you can see on the 
 08  bottom of the second page it's got CMP 0017.  That's 
 09  the control number.
 10      A.   Okay.
 11      Q.   Okay.  And this is, I guess, referred to as 
 12  FNG Local; is that right?
 13      A.   Yes.
 14      Q.   And was this policy in place in August of 
 15  1998?
 16      A.   It would have been.  I'm not aware of any 
 17  updates between the time of the adoption of this policy 
 18  and 1998, so...
 19      Q.   But that's not the policy you were talking 
 20  about dealing with prior review; is that right?
 21      A.   No.
 22      Q.   Am I correct?
 23      A.   You're correct.
 24      Q.   Just for point of reference, is this the same 
 25  policy?
0052
 01      A.   It has the same date issued on it.  It sure 
 02  looks like it.
 03      Q.   Okay.  Let's look at this one.                
 04                (Exhibit No. 27 marked.)
 05      Q.   I'll hand you Exhibit 27.  And this one is 
 06  called GKA Local; is that right?
 07      A.   Yes.
 08      Q.   And its date of issue is 2/17/97; is that 
 09  right?
 10      A.   Yes.
 11      Q.   Is this it?
 12      A.   Yes.
 13      Q.   All right.  So under the paragraph of 
 14  distribution of publications where it says, duplicated, 
 15  written, or printed materials, handbills, photographs, 
 16  pictures, films, tapes, or other visual or auditory 
 17  materials shall not be sold, circulated, or distributed 
 18  by persons or groups not associated with the school on 
 19  any school premises in the District unless they have 
 20  received permission in accordance with FMA Local, 
 21  period; is that right?
 22      A.   Yes.
 23      Q.   Is that the policy you were referring to on 
 24  prohibition of distribution of materials?
 25      A.   Yes.
0053
 01      Q.   Okay.  And when you learned that your school 
 02  officials at these parent nights had told the parents 
 03  that they could not distribute the parents' materials 
 04  that they had brought concerning the CMP program, based 
 05  upon what you've described to me your level of 
 06  knowledge being, did you come to the conclusion that 
 07  any of the school officials had violated your school's 
 08  policies?
 09      A.   No.
 10      Q.   Did you take any disciplinary action against 
 11  any school official for telling parents not to 
 12  distribute materials at the parent-teacher nights 
 13  critical of CMP?
 14      A.   No.
 15      Q.   Now, let's go back to Exhibit 27, and let me 
 16  ask you this question about your policy.  It states --  
 17  and I'm going to use quotes -- groups not associated 
 18  with the school.  Do you see that quote?
 19      A.   Yes.
 20      Q.   Is there a definition in your policies 
 21  anywhere that defines what that means?
 22      A.   There could be, but right now I'm not aware of 
 23  any at this time.
 24      Q.   Now, Doctor, you would agree, wouldn't you, 
 25  that a parent who has a child enrolled in your school 
0054
 01  is associated with the school, wouldn't you?
 02      A.   As a parent, yes.
 03      Q.   And you would agree that a parent who has a 
 04  child enrolled in the school, who had come to an 
 05  invitation meeting of school officials to discuss a 
 06  math curriculum, is associated with the school for 
 07  purposes of that math curriculum, aren't they?
 08      A.   No, not necessarily.  I think this policy is 
 09  referring to individuals who have in some way organized 
 10  or coming to the meetings for the purpose of handing 
 11  out materials, and I think the policy is clear that 
 12  they need prior review.
 13      Q.   So even though the people that were told that 
 14  they could not distribute materials were parents of 
 15  children enrolled in that school and had been invited 
 16  by the school to come to a meeting, your contention is 
 17  that this policy applies to them?
 18                MR. CRAWFORD:  Objection to the extent it 
 19  misstates the evidence.
 20      Q.   Is that correct? 
 21                MR. CRAWFORD:  Go ahead and answer.
 22                THE WITNESS:  Oh.
 23      A.   I believe it does apply, yes.
 24      Q.   So it would be the policy of the Plano 
 25  Independent School District that even if a parent, such 
0055
 01  as Mr. Kirke, Mr. Johnson, and Mrs. Jenkins, had been 
 02  invited by the school to come to a parent-teacher 
 03  meeting and their student was -- their child was 
 04  enrolled in that school and was part of the connected 
 05  math program, that they would be considered a group not 
 06  associated with the school.  And if they were told that 
 07  they could not distribute materials, that would be in 
 08  compliance with your policy?  
 09                MR. CRAWFORD:  Objection to the extent it 
 10  misstates the evidence.  And I also object to the 
 11  question as compound.  
 12      A.   Can you break it down?  You asked about three 
 13  different questions.
 14      Q.   Sure, I'll be happy to.  Let's break it down.  
 15  I may have to ask it several times, but I'll be happy 
 16  to do that.
 17           When you learned that there were parents who 
 18  had materials at the parent math night meetings and 
 19  that they were told they couldn't distribute those 
 20  materials, you also knew, did you not, that those were 
 21  parents at that meeting?
 22      A.   Yes.
 23      Q.   And you knew that those parents at that 
 24  meeting had children enrolled in your school district?
 25      A.   Yes.
0056
 01      Q.   And you knew that those parents were opposed 
 02  to the very subject matter of the meeting that was 
 03  occurring that night?
 04      A.   Subject matter?  You mean they didn't agree 
 05  with the agenda; is that what you're referring to?
 06      Q.   They did not agree with the administration's 
 07  promotion or advocacy of the connected math program. 
 08  They were in opposition to the program.
 09      A.   Yes.
 10      Q.   Okay.  Now, you would agree with me, wouldn't 
 11  you, that it is important as a school administrator to 
 12  have parental input into a child's education?
 13      A.   Yes.
 14      Q.   And you encourage that input, don't you?
 15      A.   Yes.
 16      Q.   And the District encourages that input?
 17      A.   Yes.
 18      Q.   And when you look at a student in your school, 
 19  it's not just the student, it's their family that's 
 20  involved in the school, isn't it?
 21      A.   Yes.
 22      Q.   And you encourage parents to come to school 
 23  and to participate in parent-teacher organizations and 
 24  the PTA organizations.  You've encouraged parents to 
 25  have interaction with your faculty, don't you?
0057
 01      A.   Yes.
 02      Q.   Now, they are associated with the school for 
 03  that purpose, aren't they?  
 04      A.   As parents in that school, yes, they are 
 05  associated with the school in that they are there on 
 06  behalf of their children.
 07      Q.   And if that parent decides that they want to 
 08  distribute literature as a parent concerning the 
 09  subject matter of a parent-teacher meeting, what you're 
 10  telling me is, is that it's the school district's 
 11  policy that they can't do that without prior review?
 12      A.   I am.
 13      Q.   And it's on the basis of this policy, 
 14  Exhibit 27?
 15      A.   Yes, sir.
 16      Q.   Okay.  It's important, Doctor, that I 
 17  understand the District's position and your 
 18  understanding of your own policies.  Do you understand 
 19  that?
 20      A.   Yes, sir.
 21      Q.   Okay.  
 22                MR. BUNDREN:  Now, Counsel, I suppose 
 23  that the Superintendent can speak for the District on 
 24  this issue of policy interpretation and application of 
 25  policy to the clients here?
0058
 01                MR. CRAWFORD:  To the extent he's able 
 02  to, yes.
 03                MR. BUNDREN:  All right.  Do you have 
 04  some other witness that's going to speak on that issue 
 05  for the District?
 06                MR. CRAWFORD:  Not that I'm aware of.
 07                MR. BUNDREN:  Okay, good.
 08      Q.   Now, you're aware that Mr. Johnson, at some 
 09  point -- let me put it this way -- you became aware 
 10  that Mr. Johnson, one of the Plaintiffs in this case, 
 11  attempted to distribute materials at one of the 
 12  parent-teacher meetings before the meeting got started, 
 13  are you not?
 14      A.   Yes.
 15      Q.   And you're aware that he was a parent 
 16  attending with an invitation from the school to come to 
 17  the parent-teacher meeting?
 18                MR. CRAWFORD:  Object to the extent it 
 19  misstates the evidence.
 20      A.   He was not a parent of a student at that 
 21  particular school where the incident took place, but he 
 22  was a parent in the district.
 23      Q.   Whose child would be subject to the CMP if it 
 24  was implemented district-wide?
 25      A.   If that child were in a middle school in our 
0059
 01  district, yes.
 02      Q.   Okay.  So you're aware that Mr. Johnson had 
 03  been invited to attend by the school district?
 04      A.   Yes.
 05      Q.   And that he was a parent of children enrolled 
 06  in your school district?  
 07      A.   I think at that time he still was.  I don't 
 08  recall for sure, but I believe at that time he still 
 09  was.
 10      Q.   Okay.  And that he was there distributing 
 11  materials that were questioning the CMP program?
 12      A.   I did not -- yes, I did not have prior 
 13  knowledge of the materials themselves or what they said 
 14  but, yeah, my knowledge was that he had been there to 
 15  pass out materials, yes.
 16      Q.   Well, I'm trying to make a point here.  He 
 17  wasn't there passing out materials about the 
 18  presidential campaign or something else.  His materials 
 19  related to the subject matter of that meeting that 
 20  night, didn't they?
 21      A.   Yes.
 22      Q.   And you learned that later?
 23      A.   Yes.
 24      Q.   And that doesn't make any difference according 
 25  to your policy?
0060
 01      A.   Right.
 02      Q.   He could have been passing out materials in 
 03  support of the CMP program, urging people to contact 
 04  the Board of Trustees and vote in favor of full 
 05  implementation, and your policy would have still 
 06  prohibited him from doing so?
 07      A.   That's right.
 08      Q.   And he could have been there -- and if he was 
 09  there -- well, okay.  That's the point.
 10           How long has Exhibit No. 27, and particularly 
 11  distribution of publications, been part of your GKA 
 12  Local policy?
 13      A.   GKA?
 14      Q.   GKA.
 15      A.   I don't have -- my answer would --  I would 
 16  say that the 2/17/1997 policy issuance date was 
 17  probably an update, so I can't speak as to whether or 
 18  not this particular policy was in place prior to that. 
 19      Q.   Has GKA Local been changed since the 
 20  incidents in 1998, to your knowledge?
 21      A.   I'm not aware of any specific changes, but it 
 22  may have, through policy updates.  It may have.
 23      Q.   What is the significance of when it says 
 24  local?
 25      A.   The policy book refers to legal and local 
0061
 01  policies.  And local policies are local applications.  
 02  If statutes require districts to choose among certain 
 03  options, local policy needs to determine that if 
 04  there's something that the Board wishes to have placed 
 05  in the policy, so...
 06      Q.   So by local, is that a reference to the fact 
 07  that this is a local policy of the Plano Independent 
 08  School District, and that the Board has chosen to adopt 
 09  that policy?
 10      A.   Yes.  That's -- that's right.  It could also 
 11  be part of the overall legal policy that is also --  
 12  there would be a GKA Legal policy, which would also be 
 13  an umbrella policy for that too, probably referenced 
 14  back or tied back to a legal policy as well.
 15      Q.   Now, what do you mean by an umbrella?
 16      A.   Most local policies are also supported by a 
 17  legal policy.  And it would be -- in this case, it 
 18  would be GKA Legal.  Now, I don't have that in front of 
 19  me, but that's what I meant by an umbrella.  There 
 20  would be an over-arching policy, probably a legal 
 21  policy, and this would be a reference to that.
 22      Q.   Now, are you certain there is a GKA Legal?
 23      A.   I didn't say that.
 24      Q.   Okay.  You said there might be, but you're not 
 25  certain?
0062
 01      A.   At this point, no.
 02      Q.   Okay.  Let me ask you a question.  What if 
 03  Mr. Johnson had been there that night under the same 
 04  circumstances, doing the same thing except that he was 
 05  passing out invitations for people to attend the 
 06  parent-teacher organization meeting the next night?  
 07  Would that violate your policy?
 08      A.   He's there as a member of the PTA?
 09      Q.   That's correct, passing out literature saying 
 10  we're going to have a PTA meeting tomorrow night, we 
 11  want you to join to help us raise money for the school.  
 12  Would that have been okay? 
 13      A.   Yes.
 14      Q.   Okay.  If he had been there for the Plano 
 15  Sports Authority passing out information on the 
 16  upcoming basketball season or the upcoming soccer 
 17  season registration, would that have been okay? 
 18      A.   Probably, if they would have gotten permission 
 19  from the principal.
 20      Q.   Well, they don't have to, do they?  Aren't 
 21  they groups associated with the school?
 22      A.   Typically they are labeled that, but we still, 
 23  in most instances, would ask them to make sure it was 
 24  okay with the principal to hand those out.
 25      Q.   If Mr. Johnson or Mr. Kirke had went to the 
0063
 01  school and passed out information about the YMCA Indian 
 02  Guides program or Indian Princess program and 
 03  encouraging parents to enroll their children in those 
 04  programs, that would have been okay, right?
 05      A.   I believe the policy permits that.
 06      Q.   Okay.  But because they were there as a 
 07  parent, that's not okay?
 08      A.   I didn't say that.  I said that because they 
 09  were passing out materials that had not been subject to 
 10  prior review, that was against policy.
 11      Q.   Okay.  Because parents have to get prior 
 12  review?
 13      A.   If they want to hand out materials, yes.
 14      Q.   Okay.  Under your policy?
 15      A.   Yes, sir.
 16      Q.   Okay.  But an organization associated with the 
 17  school, such as the PTA, the PTO, Plano Sports 
 18  Authority, YMCA, they don't have to get that prior 
 19  review, do they?
 20      A.   No.  As I said, they probably -- the 
 21  principal would request at least to know that they're 
 22  going to do that, but they don't have to have prior 
 23  review.
 24      Q.   The same thing would apply to the Boy Scouts, 
 25  to the scouting program.  Y'all permit them to go 
0064
 01  without prior review?
 02      A.   Yeah, I think we -- Boy Scouts, the school 
 03  night for scouting activity, we allow them to send home 
 04  advertisements.
 05      Q.   Okay.  So organizations like PTA, PTO -- 
 06  that's Parent-Teacher Organization or Parent-Teacher 
 07  Association --
 08      A.   Yes.
 09      Q.   -- YMCA programs, Plano Sports Authority 
 10  programs, which are the soccer league, the basketball 
 11  league, the football league, the baseball league, all 
 12  the sporting programs, scouting, Boy Scouts, Girl 
 13  Scouts, things like that --
 14      A.   Uh-huh.
 15      Q.   -- they can attend one of these meetings and 
 16  distribute materials to the parents without prior 
 17  review, and they can send materials home with the 
 18  children without prior review?
 19      A.   As a -- yes.  As a nonprofit organization in 
 20  the District, the Board has give us permission to allow 
 21  that to happen.
 22      Q.   On the distribution going home?
 23      A.   Yes.  
 24      Q.   Okay.  But now as to the distribution of 
 25  publications, which is Exhibit 27, that doesn't say 
0065
 01  anything about nonprofit, does it?
 02      A.   No.
 03      Q.   It just mentions groups not associated -- or 
 04  it distinguishes or cuts out groups not associated with 
 05  the school, correct?
 06      A.   Yes.
 07      Q.   And that, under your definition, would include 
 08  parents whose children are enrolled there?
 09      A.   If they were there for the purpose of handing 
 10  out materials that had not been subject to prior 
 11  review, yes.  That's my answer, yes.
 12      Q.   Okay.  
 13                MR. BUNDREN:  We'll take a short break.   
 14                (Recess from 2:47 to 3:06 p.m.) 
 15      Q.   Doctor, before the break we were discussing 
 16  the distribution of materials by the parents at the 
 17  math nights.  Do you recall that --
 18      A.   Yes.
 19      Q.   -- discussion?  And you were referencing 
 20  Exhibit 27, I believe, which is your FM -- or is it GKA 
 21  Local?  
 22      A.   GKA Local.
 23      Q.   Okay.  And remember I was asking you questions 
 24  about the types of materials that could be distributed 
 25  by the parents at those meetings.  We also briefly 
0066
 01  referenced materials that could be sent home with the 
 02  children.
 03      A.   Yes.
 04      Q.   Okay.  I want to show you some other examples 
 05  of some materials and ask you a couple of questions 
 06  about these, if you don't mind.  
 07                (Exhibit No. 28 marked.)
 08      Q.   Keep your policy in front of you.  You're  
 09  going to need that.  Okay.  Let me hand you Exhibit 28.  
 10  I'll give you a moment to look at that.
 11           Now, under your policy, GKA Local, on 
 12  distribution of materials at the school, would 
 13  Exhibit 28 be a type of literature that a parent could 
 14  distribute in the same circumstance as the parents here 
 15  were not permitted to distribute information about CMP?  
 16  In other words, you understand my question?
 17      A.   (Moving head up and down.)
 18      Q.   If Mr. Johnson, Mr. Kirke, or Mrs. Jenkins 
 19  were at one of those parent math nights, and they went 
 20  there and they know other parents were going to be 
 21  coming for the parent-teacher conferences and they 
 22  wanted to distribute -- hand out fliers, could they 
 23  hand out Exhibit 28?
 24      A.   Yes, I think they could, under -- again, I 
 25  don't have the -- I believe that the PTA -- in this 
0067
 01  case, PTO -- as you know, it depends upon which your  
 02  organization is the -- is the recognized organization 
 03  at the school -- but I believe under GKA Local, and it 
 04  references FMA Local, I think that's where the PTA or 
 05  PTO are mentioned as organizations that can pass out 
 06  materials.
 07      Q.   So Exhibit 28 would be a type of material 
 08  that -- under the same circumstances with Mr. Johnson, 
 09  Mr. Kirke, and Mrs. Jenkins on the parent-teacher math 
 10  night -- they could have passed out that material, but 
 11  they could not pass out the materials they brought 
 12  critical of CMP?
 13      A.   Yes.  
 14      Q.   Okay.  And the example I've given you of 28 
 15  does not require prior approval -- to have to go 
 16  through that prior approval process?
 17      A.   No.  As I mentioned earlier, I think if 
 18  they're going to come to a meeting that's not a PTO or 
 19  PTA meeting -- depending upon which school it is -- the 
 20  principal probably would like a heads up on that, but 
 21  the prior approval requirement does not apply to some 
 22  of those organizations.
 23      Q.   And similarly, if they wanted to hand those to 
 24  the school administrators and have them distributed 
 25  through the children's backpacks to take home to the 
0068
 01  parents, Exhibit 28 could be taken home?
 02      A.   Yes, the children at Meadows Elementary. 
 03                (Exhibit No. 29 marked.)
 04      Q.   Now, let me let you look at Exhibits 29 and 
 05  30.  Take a look at those.  I have the same --  similar 
 06  questions about those, but I want you to look at those 
 07  real quick.
 08      A.   Okay. 
 09      Q.   Now, what is 29?
 10      A.   Okay.  29 is a flier that has been 
 11  distributed by the American Youth Soccer Organization.  
 12  And it is a flier that talks about soccer leagues, 
 13  registration, when that begins.
 14                (Exhibit No. 30 marked.)
 15      Q.   Okay.  And how about 30?  What is that?
 16      A.   Okay.  30 is a flier that references Girl 
 17  Scout recruitment night at one of our elementary 
 18  schools -- Meadows Elementary School.
 19      Q.   Okay.  Would both of those type of fliers be 
 20  permitted to be distributed by the children to take 
 21  home to their parents, under your policies? 
 22      A.   Under my understanding of the policy, the Girl 
 23  Scouts recruitment night, I believe, is referenced 
 24  there.  I don't know if the American Youth Soccer 
 25  Organization is one of the approved or acknowledged 
0069
 01  nonprofit organizations.  I know that Plano Youth 
 02  Soccer or some organization like that -- but to be 
 03  honest with you, I'm not real sure about this one, 
 04  whether or not it would be approved or not because I 
 05  don't -- I'm not real sure about the background of this 
 06  organization.  So I don't mean to be ambiguous, but I'm 
 07  not real sure about this one.
 08      Q.   Now, what would they have to do to get 
 09  approved, to be able to have fliers distributed through 
 10  the children going home to the parents or to have 
 11  someone come up to the school in a parent-teacher 
 12  meeting and distribute fliers?
 13      A.   According to policy, they would have to be a 
 14  nonprofit organization that would be sponsoring a 
 15  program or conducting a program that would be 
 16  beneficial to students.
 17      Q.   Would you look at your GKA Local policy again?
 18      A.   Yes.
 19      Q.   Does that say anything at all about the 
 20  requirement that they be a nonprofit?
 21      A.   No, not in GKA.
 22      Q.   Okay.  All it says is that they have to be 
 23  affiliated or associated with the school?
 24      A.   Yes.  But like I said, there's a reference to 
 25  FMA Local, so I'm not -- that may be where it is.
0070
 01                (Exhibit No. 31 marked.)
 02      Q.   Let me hand you 31.  Would 31 be a flier that 
 03  Mr. Johnson or Mr. Kirke or Mrs. Jenkins could 
 04  distribute at one of the parent-teacher math nights?
 05      A.   It's my understanding that it would be, that 
 06  the PBA and the girls' affiliate softball association 
 07  would be approved.
 08      Q.   Okay.  And they could also have that 
 09  distributed in the backpacks of the kids to take home?
 10      A.   Yes.
 11                (Exhibit No. 32 marked.)
 12      Q.   32, same question.  Is that the type of flier 
 13  that Mr. Johnson or Mr. Kirke or Mrs. Jenkins could 
 14  have distributed at one of the parent math nights? 
 15      A.   Yes.
 16      Q.   By the way, before I forget it, does the 
 17  District receive federal funds?
 18      A.   Yes, it does receive some.
 19      Q.   Do you know about how much the District 
 20  receives?
 21      A.   I don't know exactly.  It's a small percent of 
 22  our overall budget.
 23      Q.   But have you been a recipient of federal funds 
 24  for each year that you've been a superintendent?
 25                (Exhibit No. 33 marked.)
0071
 01      Q.   Exhibit No. 33 is an Indian Guides group 
 02  flier.  Could Mr. Johnson, Mr. Kirke, or Mrs. Jenkins 
 03  have distributed that flier at one of those 
 04  parent-teacher math nights?
 05      A.   Yes.
 06      Q.   And could they have had that sent home in the 
 07  backpacks of the kids?
 08      A.   Yes.  
 09                (Exhibit Nos. 34 - 37 marked.)
 10      Q.   Similarly, let me show you Exhibits 34, 35, 
 11  36, and 37.  Could Mr. Johnson or Mr. Kirke -- hang on 
 12  just a minute.  Doctor, the last one I gave you was 37.
 13      A.   No -- yes, excuse me.  It was two pages.
 14      Q.   Now, which ones are you looking at?
 15      A.   Okay, 34.
 16      Q.   Okay.  What is 34?
 17      A.   34 is an announcement of the first annual 
 18  punt, pass, and kick contest, sponsored by the Plano 
 19  East Quarterback Club.
 20      Q.   Is that flier a flier that Mr. Johnson, 
 21  Mr. Kirke, or Mrs. Jenkins, or any of the other 
 22  Plaintiffs could have distributed at one of the 
 23  parent-teacher math nights without getting prior 
 24  approval?
 25      A.   Yes, I believe so.  
0072
 01      Q.   And is it a type of flier that could have been 
 02  distributed to the children to take home to their 
 03  parents without getting prior approval?
 04      A.   Yes.
 05      Q.   Would you look at the -- at the next several 
 06  there.  And what's the next one you have there? 
 07      A.   It's a flier for a Little Caesars Pizza Kits.
 08      Q.   Is that flier the type of flier that the 
 09  Plaintiffs could have distributed at the parent-teacher 
 10  math nights without getting prior approval?
 11      A.   It could be.  I don't know.  It doesn't say 
 12  who the sponsoring organization is.  So if it were -- I 
 13  don't know.  I can't answer to this one.
 14      Q.   If it was to raise money for the PTO, would 
 15  that be okay?
 16      A.   Yes.
 17      Q.   All right.  How about the next one?  What is 
 18  that?
 19      A.   This looks like it's an advertisement for 
 20  Markel Insurance Company about an insurance program for 
 21  students.
 22      Q.   Could the parents, on the night of the math 
 23  meetings, have distributed those to other parents 
 24  without getting prior approval?
 25      A.   I don't see any sponsoring organization.  It 
0073
 01  appears to be a private company.  And without any 
 02  additional knowledge as to who was sponsoring this and 
 03  whether or not this is a program that has been approved 
 04  by the -- you know, by the school district, I would say 
 05  that unless those assumptions were met, it would not be 
 06  allowed to be distributed to students.  
 07      Q.   Has the school district ever approved 
 08  insurance companies offering insurance to students --  
 09  coming in and offering insurance?
 10      A.   Yes.
 11      Q.   And if you -- 
 12      A.   But that's coordinated by our property and 
 13  casualty risk management department at school in terms 
 14  of approved insurance plans for -- student insurance 
 15  plans.
 16      Q.   So if the casualty department at the school 
 17  had reviewed this insurance company's credentials and 
 18  had determined that they were a qualified company and 
 19  they had a good program, it would have been permitted 
 20  to distribute that literature at school?
 21      A.   Well, I think there's -- to the best of my 
 22  recollection, there's one other standard they would 
 23  have to meet, and that is, that that would -- this 
 24  particular company would have to be endorsed by the 
 25  District as a provider.
0074
 01      Q.   Of insurance?
 02      A.   Yeah.
 03      Q.   So if the company -- the insurance company was 
 04  endorsed by this District as a provider of insurance, 
 05  then it would have been permissible for Mr. Johnson, 
 06  Mr. Kirke, or Mrs. Jenkins on the night of the parent 
 07  meetings to pass out literature to the parents about 
 08  this insurance program without prior approval?
 09      A.   Well, it -- no, because it did require prior 
 10  approval.
 11      Q.   Why did it require prior approval?
 12      A.   Because, as I mentioned, it's an insurance 
 13  company that if -- it has to meet the -- it has to be 
 14  one of the endorsed companies by the risk management 
 15  department.
 16      Q.   Okay.  Well, once they endorse that company, 
 17  then it's okay for parents to distribute that 
 18  literature at school?
 19      A.   Yes.
 20      Q.   And it's okay to have it distributed by the 
 21  children to their parents through their take-home 
 22  folders?
 23      A.   Yes.  
 24      Q.   All right.  That was the insurance one, right?
 25      A.   No.
0075
 01      Q.   I'm sorry.  Which one was the insurance one?
 02      A.   36.
 03      Q.   36, okay.  In the past -- isn't it true in the 
 04  past that the District has endorsed insurance 
 05  companies?
 06      A.   Well, I'm not sure.  I think that's been our 
 07  practice -- but, again, I'm not sure.
 08      Q.   Who would know the answer to that?
 09      A.   Our deputy superintendent would probably know, 
 10  and for sure the director of the risk management 
 11  department.
 12      Q.   Who are those individuals?
 13      A.   Danny Modisette is our deputy superintendent, 
 14  and Becky Garrett is the director of the risk 
 15  management program department.
 16      Q.   What is next exhibit you have?
 17      A.   I have Exhibit 37, which is a weekly 
 18  publication of the Bethany PTA.
 19      Q.   And would it be permissible for a parent from 
 20  the Bethany PTA to go to a parent-teacher meeting after 
 21  school hours, like the math meetings, and distribute 
 22  that to the parents?
 23      A.   Yes.
 24      Q.   And would it be permissible out of your 
 25  policies for that to be distributed by the students to 
0076
 01  the parents through their take-home folders?
 02      A.   Yes.
 03                (Exhibit Nos. 38 - 46 marked.)
 04      Q.   Okay.  Let me hand you Exhibits 38 through 46,  
 05  and ask you to take a look at those.  Would those be 
 06  the types of fliers that parents could distribute at a 
 07  parent-teacher meeting after school hours, such as the 
 08  math nights?
 09      A.   All of these?
 10      Q.   Yes, if you want to look at them quickly and 
 11  just tell me.
 12      A.   Okay.  Should we take them one at a time?
 13      Q.   Sure, if you would.  And let me ask you, 
 14  Doctor, I'm going to be asking you the same questions 
 15  that I've asked you on the other ones.
 16      A.   Sure.
 17      Q.   One is that under the same or similar 
 18  circumstances, could Mr. Kirke, Mr. Johnson, and 
 19  Mrs. Jenkins have distributed those to other parents at 
 20  the meetings after school when the parents and teachers 
 21  were there to discuss math, and could they have had 
 22  those fliers distributed with the kids to take home?
 23      A.   Okay.
 24      Q.   If you'll tell me which ones would be 
 25  permitted to be done and which ones would not.
0077
 01      A.   Exhibit 38 is a PTA-PTO fund-raiser.  And so 
 02  if they were at -- the children were at that school and 
 03  they were members, they would be able to pass that out.
 04           Do you want to take them in order?  Sorry, I 
 05  got them a little bit out of order.  Exhibit 39 
 06  references  Paperboard Recycling Returns.  I don't see 
 07  any sponsoring organization, so I can't give you an 
 08  answer on that one as to whether or not that -- I don't 
 09  know.  I'd have to know more information about who is 
 10  sponsoring it, where the proceeds are going, and just 
 11  who they are.  So I couldn't tell you at this point 
 12  whether or not it would be permitted. 
 13      Q.   If that was sponsored by your athletic booster 
 14  club or by your PTO or PTA, would it be okay?
 15      A.   If it were sponsored by the PTO or PTA as a 
 16  program that they were sponsoring in the school and 
 17  asked for the kids' participation -- voluntary 
 18  participation, yes, it would be permitted.
 19      Q.   Okay.  By the way, Doctor, do you have a 
 20  program called Market Day?
 21      A.   Does the school have one?  I don't know.
 22      Q.   Is that permitted at the schools?
 23      A.   Is that -- which one is Market Day?  Do you 
 24  know what -- is it -- okay.  You're asking me a 
 25  question.  If it's sponsored by the PTA or PTO as a 
0078
 01  fund-raiser.
 02      Q.   I understand Market Day is a program where 
 03  people can order things and a commercial enterprise 
 04  will deliver it to their front door; is that right -- 
 05  or deliver it to the school to be delivered to -- food 
 06  items.
 07      A.   That's my understanding.  And that it's a 
 08  fund-raiser for the PTA or PTO.
 09      Q.   So those type of fund-raisers, literature on 
 10  that type of fund-raiser, Market Day's literature to 
 11  encourage parents to order food from Market Day, those 
 12  types of things would be permitted to be distributed 
 13  without prior approval?
 14      A.   Right.
 15      Q.   Okay.  What is the next exhibit?
 16      A.   Next one is -- again, it's an event sponsored 
 17  by the Bethany Elementary School PTA.  It's called 
 18  Bethany Bye Lines.  Again, it's sponsored by the PTA. 
 19  It could be sent home in children's backpacks.
 20      Q.   And could it be distributed by parents at a 
 21  parent-teacher meeting?
 22      A.   Yes.  I want to qualify that by saying, yes, 
 23  if it's at Bethany and its Bethany's membership, yes, 
 24  absolutely.
 25           Again, Exhibit 41 is Bethany Elementary School 
0079
 01  spirit wear, sponsored by Bethany PTA as a fund-raiser. 
 02  It could go home with students or be distributed at a 
 03  parent meeting at Bethany.
 04           Exhibit 42 is Bethany Family Swim Night, 
 05  sponsored by Bethany PTA.  So, yes, it does fall within 
 06  the policy and it could be distributed by the Bethany 
 07  PTA.
 08           Exhibit 43 -- Exhibit 43 references a fire 
 09  prevention poster contest.  I'm not seeing who is 
 10  sponsoring it.  The -- 
 11      Q.   If the local Plano city fire department was 
 12  sponsoring that, could it be distributed without prior 
 13  approval?
 14      A.   I don't have the policy in front of me, but I 
 15  have some recollection that says that poster contests, 
 16  contests sponsored by outside agencies, need to be -- 
 17  to go through the school for approval.  So I don't 
 18  believe that this one could be -- based on my 
 19  recollection of the policy, it would require prior 
 20  approval.
 21      Q.   Unless it was sponsored by PTA, PTO?
 22      A.   Yes, sir.
 23      Q.   Okay. 
 24      A.   44 references some classes in fine arts  
 25  apparently sponsored by an organization called The 
0080
 01  Classics Studio.  So I would -- this is not affiliated 
 02  with any of the PTO, PTA, or nonprofit groups, so I 
 03  would imagine that this one would require prior 
 04  approval -- excuse me -- nonprofit arts organization --  
 05  I'm sorry, I didn't read all of this.
 06           It is a nonprofit arts organization, so they 
 07  would have the opportunity to pass out information, but 
 08  they probably would require prior approval in that it's 
 09  not considered to be an affiliate of the school.
 10      Q.   Go ahead.  What's the next one?
 11      A.   Exhibit 45 references a discount coupon to Six 
 12  Flags.  These have -- to my knowledge, these have gone 
 13  home before in book bags.  In some instances, it was a 
 14  fund-raiser for -- by a PTA, PTO.  I'm trying to 
 15  recollect whether or not this happened with regard to 
 16  trying to raise funds for prom night, but I don't know 
 17  for sure.
 18           There's a coupon with Six Flags that's 
 19  affiliated with a -- I'm going to call it Pepsi Kid 
 20  Around contest, or something to that effect -- and I'm 
 21  not sure that's the exact name, but it's raise -- it's 
 22  a fund-raiser for a nonprofit organization that some of 
 23  our families take advantage of, the Plano -- it's 
 24  called Family Center or something like that.
 25      Q.   Would that be permitted without prior 
0081
 01  approval?
 02      A.   It would not be permitted if it was brought in 
 03  by an outside organization or agency for which we have 
 04  no affiliation or control, and we would require prior 
 05  approval.  If this were part of a fund-raiser for the 
 06  local PTO or PTA or some other affiliated program with 
 07  the school district, we would allow them to go home.
 08      Q.   Without prior approval?
 09      A.   Yes.
 10      Q.   Now, the top of that Exhibit says Plano ISD?
 11      A.   Yes.
 12      Q.   Do you recall there being nights out at Six 
 13  Flags where the Plano ISD is invited to come out to 
 14  participate in Six Flags as a district?
 15      A.   I'm not aware of any.  There may be, but I'm 
 16  not aware of any.
 17      Q.   Okay.  What's the next one?
 18      A.   I think this is the back of one we've already 
 19  talked about.  It references that Classics.  There was 
 20  one that didn't have an exhibit number on it -- yeah, 
 21  it does.  I think it's the back side of one we've 
 22  already discussed, Exhibit 46.  It's a nonprofit group 
 23  called The Classics, which offer classes at their 
 24  private studios, classes in the arts.  And I think at 
 25  that time I said that it would -- it's a nonprofit 
0082
 01  organization.  It would require prior approval before 
 02  it would be allowed to be distributed.
 03      Q.   Okay.  Let me hand you Exhibit 28.  Exhibit 28 
 04  is a petition for the addition of a specific academic 
 05  6th grade math class for Armstrong; is that correct?
 06      A.   Yes.
 07      Q.   Okay.  And it's got a place here for the 
 08  child's name, the address, the parent or guardian, the 
 09  guardian's signature.  And if you look at the content 
 10  of the paragraph, it's a signature petition for 
 11  addition of a specific academic class in the course of 
 12  study of math at Armstrong Middle School; is that 
 13  correct?
 14      A.   Yes.
 15      Q.   It also has a specific request -- signature 
 16  request for conforming textbook for this course of 
 17  study, being the Glenco/McGraw-Hill Division, 
 18  Mathematics:  Applications and Connections, Course 1, 
 19  Texas Edition; is that correct?
 20      A.   Yes.
 21      Q.   Okay.  Is Armstrong Middle School one of your 
 22  middle schools?
 23      A.   Yes, sir.
 24      Q.   Now, if Mr. Johnson, Mr. Kirke, Mrs. Jenkins, 
 25  or any of the Plaintiffs went to a parent-teacher math 
0083
 01  meeting in the evening after school and stood out in 
 02  front of the hallway of the meeting inside the school 
 03  building, and in a nondisruptive manner passed out 
 04  these petitions requesting people to sign them and 
 05  return them, or to sign them and send them to you, 
 06  would that be a violation of your distribution of 
 07  publication policy -- GKA Local?
 08      A.   Yes.
 09      Q.   Why?
 10      A.   It needs to meet the standard of prior 
 11  approval.
 12      Q.   So a parent would have to get prior approval 
 13  before talking to another parent and handing them a 
 14  signature petition dealing with the specific subject 
 15  matter of the meeting that night?
 16                MR. CRAWFORD:  I'm going to object to 
 17  that to the extent it mischaracterize the evidence and 
 18  as a compound question.  
 19      Q.   Is that what you're telling me?
 20      A.   No, I'm not saying that.  I'm saying that at a 
 21  District-sponsored meeting, if a parent wanted to hand 
 22  out other materials -- 
 23      Q.   I'm asking about this specific material.
 24      A.   If they wanted to hand out this specific -- it 
 25  would require prior approval, yes.
0084
 01      Q.   And if they wanted to have this specific 
 02  petition sent home to the children -- excuse me -- by 
 03  the children to their parents, it would require what, 
 04  if they could even do it?  If it's a parent, 
 05  they're not a nonprofit?
 06      A.   It would require prior approval.
 07      Q.   Are you sure that you even have a policy that 
 08  permits that if they're not a nonprofit, if it's just a 
 09  parent?
 10      A.   The -- I don't have all the policies in front 
 11  of me, but I -- well, I believe if they met the 
 12  standard of prior approval, it could be allowed.
 13      Q.   To be disseminated by the students to their 
 14  parents through their take-home folders?
 15      A.   Yes.
 16      Q.   Now, in looking at your GKA Local distribution 
 17  of publications paragraph, which is what we've been 
 18  looking at today, that paragraph does not reference the 
 19  term nonprofit, does it?
 20      A.   No.
 21      Q.   And that paragraph does not describe or 
 22  identify or define the term groups, does it?
 23      A.   No.
 24      Q.   However, it does say, distributed by persons 
 25  or groups.  So if the person is associated with the 
0085
 01  school because they are a parent, does your policy 
 02  still require prior approval before they could hand out 
 03  signature petitions?
 04                MR. CRAWFORD:  Object to the question to 
 05  the extent it assumes an improper hypothetical.
 06      A.   I believe it would require prior approval.
 07      Q.   Okay.  Now, at some point, did you become 
 08  aware that the Plaintiffs in this case that I 
 09  represent, one or more of them were attempting to 
 10  distribute petitions at some of the parent-teacher math 
 11  nights?
 12      A.   I don't believe I knew that they were actually 
 13  petitions until well after the nights were over.
 14      Q.   But at some point, someone told you that that 
 15  was something else they were doing?
 16      A.   Yeah.  In fact, it was later that spring that 
 17  it became -- that I knew that petitions were being 
 18  circulated.  It was some word I had gotten at some 
 19  school carnivals and things like that, but that's the 
 20  first I became aware of a petition.
 21      Q.   Okay.  But nevertheless, if they were, in 
 22  fact, distributing signature petitions similar to 
 23  Exhibit 28 at those parent-teacher math nights in 
 24  August and September of 1998, under your interpretation 
 25  of the policy, that would require prior approval before 
0086
 01  they could do that?
 02      A.   I believe it would require prior approval to 
 03  be handed out, yes.
 04      Q.   Okay.  Now, I am going to hand you something.  
 05  And let me say before I hand it to you, some of the 
 06  copies that we got are not real clear.  And I'm not 
 07  trying to -- this is the best I have.  And so we may 
 08  have to substitute this.
 09           And I am -- you're much more familiar with 
 10  your policies than I am.  And I'm simply trying to find 
 11  out what your policies are.  I apologize ahead of time.  
 12  Is that okay? 
 13      A.   Yes, sir.
 14      Q.   Okay.  I'm going to hand you what was marked 
 15  as -- in our Bates stamped numbering system as 1309 and 
 16  1310.  It appears to me -- and I could be wrong, 
 17  Doctor -- that this is the first page of the GKA Local, 
 18  because I see a very similar language on page 1310 
 19  under distribution of publications.
 20           And as I compare Exhibit No. 27 to this 
 21  document, under the paragraph of distribution of 
 22  publication, I don't see any changes.  Do you? 
 23      A.   Let's see.  I don't see any.
 24      Q.   Okay.  Now, however, on page 1310, this 
 25  document indicates that the date of issue was 4/26/99. 
0087
 01  And on Exhibit 27, the date of issue was 2/17/1997; is 
 02  that right?
 03      A.   Yes, sir.
 04      Q.   Can you explain that?
 05      A.   Policies are routinely updated through updates 
 06  mailed by the Texas Association of School Boards.  And 
 07  subsequent to the -- I think after the 1997 legislative 
 08  session, which would have concluded in late May or 
 09  early June of '97, over the course of the next almost 
 10  two full years, the policy service goes through the 
 11  entire policy book, all seven sections, and tries to 
 12  update policy.  And many of them are not even changes.  
 13  They're just given a new date to show that they've been 
 14  reviewed within the prior year or two years.
 15           So all of -- if you look at our policies, 
 16  you'll notice that there's been a succession of dates 
 17  on these policies to show that they've gone through a 
 18  review process for any changes.  And so these dates are 
 19  dates that are stamped on there by the TASB 
 20  organization.
 21      Q.   The only reason I asked that question is that 
 22  I want to be sure that I can rely upon the wording of 
 23  your policy and not misstate what that wording is.  And 
 24  so I want to be certain that we're dealing with the 
 25  correct policy.  Do you understand that?
0088
 01      A.   Yes, sir.
 02      Q.   Okay.  Now, I'm going to go ahead and mark 
 03  this exhibit that I just showed you.  And I highlighted 
 04  that, so let me give you the other one back.  
 05      A.   Okay. 
 06                (Exhibit No. 47 marked.)
 07      Q.   Doctor, let me hand you what's been marked as 
 08  Exhibit 47.  And that's the pages 1309 and 1310 that 
 09  has the date of issue of 4/26/99.  And it has the 
 10  distributions of publications restrictions on it.  And 
 11  this is your GKA Local policy; is that right?
 12      A.   Yes.
 13      Q.   Now, even though this has a date of issue 
 14  after August of 1998, the date I was asking you about 
 15  when the parents were out at the math nights, 
 16  Exhibit 27 and Exhibit 47, the language isn't changed 
 17  as to that paragraph; is that correct?
 18      A.   Yes.
 19      Q.   Okay.  Now, do you know of any changes in the 
 20  distribution of publications policy, GKA Local, since 
 21  April of 1999, the date of the issue of Exhibit 47?
 22      A.   There may be some, but I'm not aware of any 
 23  right now.  
 24      Q.   Doctor, is there any person at the school 
 25  district that has a greater understanding of the 
0089
 01  policies than you?
 02      A.   Yes.
 03      Q.   Who?
 04      A.   It would be the special assistant to the 
 05  superintendent for communications, Carole Greisdorf, 
 06  because it's under her direction that the policy manual 
 07  is maintained and updated and policy revisions are 
 08  brought to the Board.
 09      Q.   What is her last name, Carole -- 
 10      A.   Greisdorf, G-r-e-i-s-d-o-r-f. 
 11      Q.   And she's an assistant to you?
 12      A.   Yes, sir.
 13      Q.   Is she the custodian of the policies?
 14      A.   Yes.
 15                (Exhibit No. 48 marked.)
 16      Q.   Let me hand you Exhibit 48.  Again, I 
 17  apologize, but this is the only copy that I have.  And 
 18  I note that it's a little -- the right-hand side, for 
 19  some reason, is not copied very well, but I believe 
 20  that this is your GKA Legal; is that right?
 21      A.   If you look on the last page, it references 
 22  FMA.
 23      Q.   That may have been mis-attached?
 24      A.   Yes, but it's not consistent with the first 
 25  two or three pages here.
0090
 01      Q.   Okay.  Let me see that.  I'm going to take 
 02  those last two pages off.  I don't want to confuse the 
 03  two policies.
 04      A.   I don't know if it's the last two or the last 
 05  one.  Yeah, there are several policies in here.
 06      Q.   Well, let me ask you, do these go together or 
 07  not?  What -- if you feel -- please feel free to 
 08  organize them appropriately because, again, I believe 
 09  you have more knowledge than I do of your policies, and 
 10  I don't want to misrepresent anything to you.  If you 
 11  look on page 1322, this is the third page in --
 12      A.   Yeah.
 13      Q.   -- it says, date of issue, 4/10/96, and it 
 14  says GKA(H)-P?
 15      A.   Yes.
 16      Q.   Then on the next page it starts off with FMA 
 17  Legal?
 18      A.   Yes.
 19      Q.   Okay.
 20      A.   The A is -- must be there somewhere.
 21      Q.   I understand.  What was that exhibit number 
 22  again?
 23                MR. CRAWFORD:  48.
 24                MR. BUNDREN:  48.
 25      Q.   Let me hand you one that does not have those 
0091
 01  last two pages on it.  I think that comes somewhere 
 02  else.  I'm sure we can get this straightened out with 
 03  the assistance of Carole.
 04           Let me hand you a 48 that just has pages, for 
 05  the record, 1320, 1321, and 1322, which I believe 
 06  concludes the GKA, if I'm not mistaken; is that right?
 07      A.   Yes.
 08      Q.   Okay.  Now, as I understand it, Doctor, when 
 09  it says local -- whatever it is:  GKA, FNG, FMA, 
 10  whatever it is -- it says that local, that is your 
 11  actual policy?
 12      A.   No, not in all cases.
 13      Q.   What does local mean?
 14      A.   It could mean many things.  First of all, 
 15  there may be a legal policy in the policy manual that 
 16  does not have an affiliated local policy with it.  It 
 17  just stands alone as a legal policy.
 18           I think I tried to explain earlier that a 
 19  local policy typically would be when the legal policy 
 20  requires a school district to adopt rules of its own or 
 21  it may require a district to choose between options 
 22  provided by statute, but they have to declare.
 23           It may be a local policy, maybe just something 
 24  that the school board wishes to have inserted in the 
 25  manual.
0092
 01           The legal policies come to us from the Texas 
 02  Association of School Boards, and typically always 
 03  represent changes in statutes, they'll -- they could --  
 04  court decisions, federal laws.  So any changes like 
 05  that would be your legal policies.
 06      Q.   Now, if you look at GKA Local or Exhibit 48 --  
 07  is that correct?
 08                MR. CRAWFORD:  Legal is 48.  Local is 27.
 09      Q.   Legal, that's 48, right?
 10      A.   Yes.
 11      Q.   Okay.  There's a paragraph on disruption of 
 12  classes.  That doesn't really apply to anything we're 
 13  talking about, does it?
 14      A.   It does reference at the bottom, assemblies or 
 15  other school sponsored activities.  
 16      Q.   It's talking about conduct that disrupts the 
 17  educational activities of the school include -- and 
 18  then it goes through a list of items that defines what 
 19  disruption is, when you're disrupting the educational 
 20  activities.
 21           All right.  I don't believe that you said 
 22  earlier that anyone was prohibited from distributing 
 23  materials because you felt there was a substantial 
 24  material disruption; is that correct, or am I wrong?
 25      A.   No, I didn't say that.  I said that I heard 
0093
 01  references that there may have been some disruption, 
 02  and then we talked about what the definition was.  And 
 03  I said I didn't think there was any violation or 
 04  physical problems.
 05           But if it meant making it difficult to get the 
 06  meeting started or making it difficult to begin the 
 07  meeting, conduct the meeting, then, of course, it may 
 08  have been considered as being disruptive.  But I think 
 09  I said that I did not hear of any violence or physical 
 10  threats.
 11      Q.   If you look at the next paragraph down, 
 12  disruption of lawful assembly, it states no person or 
 13  group of persons acting in concert may intentionally 
 14  engage in disruptive activity or a disruptive -- or 
 15  disrupt a lawful assembly on the campus or property of 
 16  any school in the District.  And then it defines what 
 17  disruptive activity means:  obstructing or restraining 
 18  the passage of persons, seizing control of a building, 
 19  preventing or attempting to prevent force or violence, 
 20  disrupting by force or violence or threat of force or 
 21  violence a lawful assembly, obstructing or restraining 
 22  the passage of any person.
 23           Now, did you hear anything about any of that 
 24  going on by the Plaintiffs or the parents?
 25      A.   I did not, but I wasn't there.  But I did not 
0094
 01  hear that.
 02      Q.   Okay.  Now, under the trespassing paragraph, 
 03  it states that the Board or its authorized 
 04  representative may refuse to all persons having no 
 05  legitimate business to enter on the property.
 06           You don't contend that the parents had no 
 07  legitimate business, do you?
 08      A.   No.
 09      Q.   They certainly had a right to be there, didn't 
 10  they?
 11      A.   Yes.
 12      Q.   They were invited to come?
 13      A.   Yes.
 14      Q.   And they were parents of children?
 15      A.   Yes.
 16      Q.   Tobacco on school property doesn't apply, does 
 17  it?
 18      A.   I didn't hear of any.
 19      Q.   Okay.  Smoking in buildings, that wasn't the 
 20  reason they were told to leave?
 21      A.   I didn't hear that either.
 22      Q.   Okay.  The paragraphs on alcohol, intoxicants, 
 23  firearms and weapons, and fireworks, those don't really 
 24  apply, do they?
 25      A.   I had no report that any of those were 
0095
 01  involved.
 02      Q.   All right.  Do you see anything in GKA Local, 
 03  Exhibit 48, any policy that you believe, based upon 
 04  what you know, gave a justification for the -- for 
 05  telling the parents not to distribute any literature?
 06      A.   Well, under GKA Legal, we talked about whether 
 07  or not this pertained to other than student classes.  
 08  And as I said before, with the exception that if a 
 09  principal or whoever was in charge of the meeting felt 
 10  that it could become disruptive, I suspect that it 
 11  could be something that they would be concerned about.  
 12  But as I've said before, I was not there, and I did not 
 13  hear of any reports of these activities.
 14      Q.   Okay.  
 15                (Exhibit No. 49 marked.) 
 16      Q.   Let me hand you what I have marked as 
 17  Exhibit 49.
 18      A.   Okay.  
 19      Q.   It's a two-page document.  It's labeled with 
 20  our document control Nos. 1312 and 1313.  I believe 
 21  it's FMA Local.  If you would, take a look at that.
 22      A.   (Witness reviews documents.)
 23      Q.   Is that correct?  Is this the FMA Local?
 24      A.   Yes, sir.  
 25      Q.   And it has an issue date of 2/8/99; is that 
0096
 01  right?
 02      A.   Yes, it does.
 03      Q.   Now, do you know what the exact policy FMA 
 04  Local was in August of 1998?
 05      A.   No.
 06      Q.   Does your assistant superintendent in charge 
 07  of policies keep a historical record of the policies 
 08  that were actually in force at various times?  
 09      A.   I'd have to answer that I don't know for 
 10  sure, but I would think that a record of policies have 
 11  been kept.  Now, how far back we go, I don't know.  But 
 12  I would think that more recent changes would be kept 
 13  and would be on the system, yes.
 14      Q.   Let's look at nonschool materials 
 15  distribution, that paragraph.
 16      A.   Okay. 
 17      Q.   This refers to the District's classrooms 
 18  during the school day or provided for the limited 
 19  purpose of delivering instruction to students in the 
 20  courses and subjects in which they enrolled; is that 
 21  correct?
 22      A.   Yes.
 23      Q.   Classrooms should not be used for distribution 
 24  of materials over which the school does not exercise 
 25  control; is that correct?
0097
 01      A.   That's what -- yes, sir, that's what it says.
 02      Q.   Now, that so far doesn't apply to a 
 03  parent-teacher meeting occurring during non-curriculum 
 04  times of the evening, does it?
 05      A.   No.
 06      Q.   It goes on to say, hallways are provided for 
 07  limited purpose of facilitating the movement of 
 08  students between classes, allowing access to assigned 
 09  lookers.
 10           And it says, hallways shall not be used for 
 11  distribution of any materials of which the school does 
 12  not exercise control.  That again refers to curriculum 
 13  and while -- the time the students are there and during 
 14  classroom times; is that right?
 15      A.   Yes.
 16      Q.   It indicates in the next paragraph that each 
 17  school campus shall designate an area where materials 
 18  over which the school does not exercise control that 
 19  have been approved for distribution to students, as 
 20  provided below, may be made available to students or 
 21  distributed to students in accordance with the time, 
 22  place, and manner restrictions developed and approved 
 23  by the campus principal; is that correct?
 24      A.   That's what it says, yes.
 25      Q.   Now, that's talking about distribution of 
0098
 01  materials primarily during the school day to students, 
 02  correct?
 03      A.   Yes.  There may be times when -- it depends 
 04  upon where the materials are placed.  It may be there 
 05  for students to take during the day -- or even before 
 06  or after school.
 07      Q.   Now, these first two paragraphs that I've 
 08  read, it doesn't -- has not yet referenced a 
 09  parent-to-parent distribution, has it?
 10      A.   No.
 11      Q.   Then it gets into the paragraph on prior 
 12  review.  And it states, all material over which the 
 13  school does not exercise editorial control that is 
 14  intended for distribution to students shall be 
 15  submitted for prior review according to the following 
 16  procedures.
 17           Now, this whole paragraph, according to your 
 18  policy, is really talking about materials that are 
 19  intended for distribution to students, isn't it, 
 20  Doctor?
 21      A.   Yes.
 22      Q.   And it does not reference distribution to 
 23  parents or distribution from one parent to another 
 24  parent during a non-curriculum time period, does it?
 25                MR. CRAWFORD:  I'll object to the extent 
0099
 01  the question is misleading.
 02      Q.   Am I correct?
 03      A.   Would you please say it again?
 04      Q.   Let me state it again.  
 05      A.   Sure. 
 06                MR. BUNDREN:  And Counsel can have his 
 07  objection, if he wants. 
 08                MR. CRAWFORD:  I appreciate that.  Thank 
 09  you.
 10      Q.   My point is that the prior review paragraph of 
 11  FMA Local does not reference a non-curriculum 
 12  parent-to-parent distribution situation, does it?
 13                MR. CRAWFORD:  Same objection.
 14      A.   I don't see any mention of parent-to-parent 
 15  distribution.
 16      Q.   In fact, it specifically states, intended for 
 17  distribution to students, correct?
 18      A.   Yes.
 19      Q.   And that type of material is the type of 
 20  material that has to go through pre-review -- prior 
 21  review.  And then these four paragraphs on the next 
 22  page state those procedures, right?
 23      A.   Yes.
 24      Q.   And, in fact, if you look at the four specific 
 25  paragraphs that deal with the procedures, paragraph 3 
0100
 01  says, the student may appeal the disapproval; is that 
 02  correct?
 03      A.   Which number are you reading from?
 04      Q.   No. 3 on page 2.  It starts off with, the 
 05  student may appeal.
 06      A.   Yes, that's what it says.
 07      Q.   In fact, in any of these four paragraphs 
 08  talking about procedures, it doesn't reference the 
 09  parent, does it?
 10      A.   No.
 11      Q.   And then it closes -- the beginning of the 
 12  sentence with the term again, students who fail to 
 13  follow these procedures shall have disciplinary action 
 14  etc., right? 
 15      A.   Yes.
 16      Q.   Are you aware of any other policy of the 
 17  District that specifically addressed the question of 
 18  parent-to-parent distribution of materials while on the 
 19  school campus during non-curriculum times?
 20      A.   There may be some, but I'm not aware -- at 
 21  this point, I don't know of any.  We've mentioned GKA 
 22  as the one that references that.  There may be others, 
 23  but I'm not aware of any right now.
 24      Q.   Now, despite the fact that your FMA Local 
 25  policy does not reference parent-to-parent distribution 
0101
 01  during non-curriculum times, do you still feel that the 
 02  parents who were there at the parent math night and 
 03  wanted to distribute materials were, according to your 
 04  policies and practices and customs, required to get 
 05  preapproval?  
 06      A.   Yes, I believe that.
 07      Q.   Even though the policy doesn't specifically 
 08  reference parent-to-parent distribution?
 09      A.   I believe policy GKA Local references that.
 10      Q.   Okay.  That's Exhibit 27?
 11      A.   Yes, sir.
 12      Q.   Okay.  So that's the policy you would rely 
 13  upon; is that right?
 14      A.   Yes, sir.
 15      Q.   Let me go back to that one.  So the policy 
 16  that you believe is the one applicable to the 
 17  Plaintiffs' attempted distribution during the 
 18  parent-teacher math nights that we've been talking 
 19  about is the paragraph, distribution of publications in 
 20  GKA Local, which is part of Exhibit 27?
 21      A.   Yes.  
 22      Q.   That's the policy that you believe is 
 23  applicable to what the Plaintiffs attempted to do?
 24      A.   Yes.
 25      Q.   And that the school officials were justified, 
0102
 01  pursuant to the District's policy, of prohibiting their 
 02  distribution to other parents?
 03      A.   I do.
 04      Q.   By the way, let me ask you to do this.  If you 
 05  find a policy in the school district's policies that 
 06  defines the term persons or groups not associated with 
 07  the school before we go to trial, I'd like for you to 
 08  let your lawyers know that because I can't find it.  
 09  And if you find it, I'd like to know that before we go 
 10  to trial.  Will you do that?
 11                MR. CRAWFORD:  I'll object to that to the 
 12  extent it requires Dr. Otto to do something the Rules 
 13  don't require.  If the Rules require that, then he 
 14  certainly will.
 15      Q.   Well, I'm making that request because it 
 16  appears to me that there is no definition in the 
 17  District's policies that defines person or that defines 
 18  groups not associated with the school or persons not 
 19  associated with the school.  And that appears to me to 
 20  be a very important part of this whole case.
 21           And if there is a definition or a description 
 22  in your policies, I'd like to know about it.  And I'm 
 23  making that request.  
 24                MR. BUNDREN:  Is that fair enough?
 25                MR. CRAWFORD:  Again, I'll -- without 
0103
 01  making the same commentary again, if the Rules require 
 02  it, we'll certainly comply.  
 03      Q.   Is that fair enough, Dr. Otto?  Is that a fair 
 04  request?
 05      A.   Yes, it's a fair request, but -- 
 06      Q.   Thank you.
 07      A.   -- I just want to make sure I do it legally.
 08                (Exhibit No. 50 marked.)
 09      Q.   Let me show you Exhibit No. 50.  
 10      A.   Yes, sir.
 11      Q.   Exhibit 50 is a newspaper article with a 
 12  picture of Mr. Kirke holding up a sign that states, 
 13  PISD officials will not allow me to pass out fliers or 
 14  circulate a petition requesting a conventional math 
 15  choice at this meeting.  For more information, see me 
 16  after the meeting or call the -- and it says -- there's 
 17  a number, a phone number, okay?
 18      A.   Yes, sir.
 19      Q.   Did you learn at some point that school 
 20  officials had told Mr. Kirke that he could not display 
 21  this sign before and after the parent-teacher math 
 22  nights?
 23      A.   You know, I don't recollect when they told me 
 24  about that.  And I don't know how soon after that 
 25  meeting this was in the paper, because that might have 
0104
 01  been my first knowledge that Mr. Kirke had this sign.  
 02  So I may have been made aware, but I cannot recollect 
 03  who did it or if I was.  I did see the picture though.  
 04  And I think it -- and it must have been published in 
 05  the paper shortly after that meeting.
 06      Q.   When you saw the newspaper article or it came 
 07  to your attention that school officials had told 
 08  Mr. Kirke he could not display his sign, what did you 
 09  do?
 10      A.   I can't remember specifically.  I don't 
 11  remember.  I can't recall if I did anything with regard 
 12  to this particular photograph or knowledge that he was 
 13  asked to remove the sign.
 14      Q.   Did you follow up with your administrators and 
 15  your assistant superintendents and your principals to 
 16  determine whether, in fact, that did occur?
 17      A.   Yes, I'm sure I did.
 18      Q.   And what did you conclude?
 19      A.   That they acted appropriately in asking him 
 20  not to display the sign during the meeting.
 21      Q.   Could he display the sign before the meeting?
 22      A.   On school grounds?
 23      Q.   Yes, like outside the door of the meeting 
 24  room, out in the foyer or the hallway.  Could he stand 
 25  there and display the sign?
0105
 01      A.   I think probably if the principal felt -- or 
 02  whoever was in charge of the meeting felt that it could 
 03  be disruptive, they might ask Mr. Kirke to put it down.  
 04  I don't know if he had been -- to be honest with you, I 
 05  don't remember if he was allowed to display it out in 
 06  the hallway or after the meeting.  I don't know.
 07      Q.   If he was -- let's assume that the evidence in 
 08  the case establishes that Mr. Kirke was not permitted 
 09  to hold his sign where other parents could see it 
 10  before the meeting started, out in the hallway or in 
 11  the foyer to the building or -- not in the meeting, but 
 12  outside, would that be appropriate for -- appropriate 
 13  conduct for your school officials?
 14                MR. CRAWFORD:  Object to the extent it 
 15  assumes facts not in evidence.
 16      A.   Again, I would have to defer to the discretion 
 17  of the principal.  If he or she felt that it was a 
 18  disruptive -- of a disruptive nature then, yes, I think 
 19  they could ask that it not be displayed.
 20      Q.   Any other reason that you can think of to 
 21  justify asking Mr. Kirke not to display it other than 
 22  disruption?
 23      A.   The fact that the meeting was sponsored and 
 24  conducted by the District, whether -- it brings into 
 25  question whether or not this particular sign would need 
0106
 01  the prior approval requirement standard.
 02           I could see where a principal might even 
 03  perceive the sign to have to come under that 
 04  requirement as well.
 05      Q.   Do you believe that Mr. Kirke's sign needed 
 06  prior approval before he could hold it in the hallway 
 07  outside the meeting?  
 08      A.   I think it could require that, yes.
 09      Q.   What is the basis of your belief?
 10      A.   The fact that the District was sponsoring and 
 11  conducting the meeting, and that what Mr. Kirke was 
 12  attempting to do was not part of the agenda.  And so it 
 13  could be construed as needing prior approval.  So 
 14  that's the best response I can give.
 15      Q.   So if the school's principal and your 
 16  administrators who were present that night, in fact, 
 17  did tell Mr. Kirke, put your sign down, you can't hold 
 18  it, I don't want any other parents to see it, if that, 
 19  in fact, is true, it would be your position they did 
 20  not violate any District policy in doing that?
 21                MR. CRAWFORD:  Objection, assumes facts 
 22  not in evidence.
 23      A.   I believe I said that.  If they believed at 
 24  the time that it -- in their opinion, that it required 
 25  prior approval, yes, I believe they acted accordingly.
0107
 01      Q.   Okay.  And you wouldn't take any kind of 
 02  disciplinary action against a school official for 
 03  telling Mr. Kirke to put his sign down?
 04      A.   No.
 05      Q.   Other than Exhibit 27, GKA Local, that we have 
 06  been talking about today, are you aware of any other 
 07  policy that would be applicable to instructions by the 
 08  school officials for Mr. Kirke to put his sign down?
 09      A.   There may be some, but I'm not aware of any 
 10  right now.
 11      Q.   Did you feel that Exhibit 27 and the 
 12  distribution of publications section of GKA Local 
 13  that we've been talking about would be the 
 14  justification from the policy for the instruction for 
 15  Mr. Kirke to put his sign down?
 16      A.   Yes.
 17                MR. BUNDREN:  Why don't we take a quick 
 18  break.  
 19                (Recess from 4:16 to 4:24 p.m.)
 20      Q.   Let me hand you what's been marked as 
 21  Exhibit 20.
 22                MR. BUNDREN:  And do you have this 
 23  that you could show him? 
 24                MR. CRAWFORD:  August 18?
 25                MR. BUNDREN:  August 18.
0108
 01                MR. CRAWFORD:  Let me see if I have that.  
 02  It's always the last one.  Let's make sure it's the 
 03  same.
 04                MR. BUNDREN:  That's it.
 05      Q.   Doctor, let me hand you wha